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Hercules Capital
HTGC

Overview Fund Activity

255 hedge funds and large institutions have $398M invested in Hercules Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 107 increasing their positions, 63 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
255
Holders Change
-6
Holders Change %
-2.3%
% of All Funds
4.08%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
38
Increased
107
Reduced
63
Closed
41
Calls
$9.86M
Puts
$22.4M
Net Calls
-$12.5M
Net Calls Change
+$6.09M

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$11.2M
2
CCPM
2
Cooper Creek Partners Management
New York
$7.01M
3
Citadel Advisors
3
Citadel Advisors
Florida
$16.2M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$4.75M
5
MHI
5
Miller Howard Investments
New York
$3.87M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$1.84M
2
GIP
2
Granite Investment Partners
California
$0
3
BTCPP
3
Border to Coast Pensions Partnership
United Kingdom
$6.77M
4
MGAM
4
McGowan Group Asset Management
Texas
$0
5
Northern Trust
5
Northern Trust
Illinois
$1.26M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
76
AE Wealth Management
Kansas
$969K -$843K -65,428 -47%
SW
77
SVB Wealth
Massachusetts
$956K -$22.5K -1,744 -2%
Goldman Sachs
78
Goldman Sachs
New York
$871K -$474K -36,770 -35%
HF
79
HRT Financial
New York
$868K +$868K +67,411 New
Mackenzie Financial
80
Mackenzie Financial
Ontario, Canada
$819K +$173K +13,390 +27%
NGA
81
Naples Global Advisors
Florida
$787K -$107K -8,284 -12%
ASN
82
Advisory Services Network
Georgia
$757K +$207K +16,062 +38%
IG
83
ING Group
Netherlands
$753K – – –
QT
84
Quantbot Technologies
New York
$737K +$399K +30,927 +118%
CM
85
Caption Management
Oklahoma
$717K +$207K +16,077 +41%
Cetera Investment Advisers
86
Cetera Investment Advisers
Illinois
$714K +$110K +8,498 +18%
HighTower Advisors
87
HighTower Advisors
Illinois
$710K +$104K +8,029 +17%
SHGA
88
Sand Hill Global Advisors
California
$701K – – –
N
89
Natixis
France
$697K -$742K -57,600 -52%
TI
90
Tidal Investments
Wisconsin
$687K +$78.9K +6,119 +13%
Envestnet Asset Management
91
Envestnet Asset Management
Illinois
$671K -$90.8K -7,048 -12%
AWA
92
Arkadios Wealth Advisors
Georgia
$656K -$18K -1,400 -3%
GEM
93
Global Endowment Management
North Carolina
$645K +$645K +50,000 New
JF
94
Jump Financial
Illinois
$634K -$637K -49,455 -50%
NSIM
95
North Star Investment Management
Illinois
$615K +$10.3K +798 +2%
AWC
96
Abundance Wealth Counselors
Pennsylvania
$562K +$87.9K +6,818 +19%
AA
97
ALPS Advisors
Colorado
$561K – – –
HV
98
HST Ventures
Utah
$533K +$533K +41,322 New
US Bancorp
99
US Bancorp
Minnesota
$525K +$9.42K +731 +2%
Truist Financial
100
Truist Financial
North Carolina
$518K -$98.2K -8,151 -16%
2 3
4
5 6