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Hercules Capital
HTGC

Overview Fund Activity

193 hedge funds and large institutions have $486M invested in Hercules Capital in 2020 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 68 increasing their positions, 51 reducing their positions, and 24 closing their positions.

Holders
193
Holders Change
+14
Holders Change %
+7.82%
% of All Funds
3.42%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
39
Increased
68
Reduced
51
Closed
24
Calls
$6.52M
Puts
$3.09M
Net Calls
+$3.43M
Net Calls Change
+$4.3M

Top Buyers

1
Invesco
1
Invesco
Georgia
$9.94M
2
MGAM
2
McGowan Group Asset Management
Texas
$5.48M
3
N
3
Natixis
France
$3.63M
4
Neuberger Berman Group
4
Neuberger Berman Group
New York
$3.19M
5
Voloridge Investment Management
5
Voloridge Investment Management
Florida
$2.43M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$27.4M
2
JAM
2
Jacobs Asset Management
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$19M
4
RCM
4
Radcliffe Capital Management
Pennsylvania
$0
5
Assenagon Asset Management
5
Assenagon Asset Management
Luxembourg
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GIM
76
Greylin Investment Management
Virginia
$831K 57,600 -1,625 -3%
EGA
77
Eagle Global Advisors
Texas
$786K 54,500 +7,400 +16%
Canada Life
78
Canada Life
Manitoba, Canada
$778K 54,061 +3,045 +6%
NGA
79
Naples Global Advisors
Florida
$739K 51,233 -2,645 -5%
US Bancorp
80
US Bancorp
Minnesota
$737K 51,060 +4,400 +9%
PAG
81
Private Advisor Group
New Jersey
$733K 50,839 -1 -0%
Ameriprise
82
Ameriprise
Minnesota
$662K 45,928 +4,414 +11%
SIAP
83
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$647K 44,900 +5,600 +14%
JPMPWA
84
J.P. Morgan Private Wealth Advisors
California
$623K 43,184 +43,184 New
Millennium Management
85
Millennium Management
New York
$605K 41,957 +41,957 New
LC
86
Lindbrook Capital
California
$537K 37,272 +10,000 +37%
FFWM
87
Future Financial Wealth Management
Ohio
$534K 37,000 +37,000 New
AWA
88
Arkadios Wealth Advisors
Georgia
$530K 36,782 +36,782 New
SP
89
Steelhead Partners
Washington
$515K 35,709 +35,709 New
Cerity Partners
90
Cerity Partners
New York
$504K 34,947 +316 +0.9%
CIC
91
Carnegie Investment Counsel
Ohio
$486K 33,730 -370 -1%
TLFA
92
True Link Financial Advisors
California
$479K 33,252 +33,252 New
ACM
93
AlphaCrest Capital Management
New York
$476K 33,000 -13,500 -29%
Bank of America
94
Bank of America
North Carolina
$472K 32,762 -17,103 -34%
CA
95
Cetera Advisors
Colorado
$466K 32,328 -270 -0.8%
AIC
96
Archer Investment Corporation
Indiana
$463K 32,100 – –
SPIA
97
Steward Partners Investment Advisory
New York
$457K 31,713 +3,883 +14%
CC
98
Cipher Capital
New York
$455K 31,549 +31,549 New
Envestnet Asset Management
99
Envestnet Asset Management
Illinois
$450K 31,188 +211 +0.7%
NSIM
100
North Star Investment Management
Illinois
$435K 30,172 -7,842 -21%
2 3
4
5 6