Steelhead Partners’s Hercules Capital HTGC Stock Holding History

Steelhead Partners’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-35,709	Closed	-$515K	–	41
2020 Q4	$515K	Buy	+35,709	New	+$455K	0.03%	41
2017 Q4	–	Sell	-2,532	Closed	-$33K	–	61
2017 Q3	$33K	Hold	2,532	–	–	﹤0.01%	58
2017 Q2	$34K	Buy	+2,532	New	+$35.2K	﹤0.01%	59

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Steelhead Partners's HTGC Position: Q1 2021 in Review

Steelhead Partners sold out of Hercules Capital (HTGC) in Q1 2021, closing a stake of 35,709 shares — an estimated $515K sold.

Steelhead Partners first reported a position in HTGC in Q2 2017 and held it in 3 quarters. The position peaked at $515K in Q4 2020. 213 funds tracked by Wall St. Rank hold HTGC as of Q1 2021.

Steelhead Partners reported no remaining Hercules Capital position as of Q1 2021 after selling out during the quarter.
Steelhead Partners sold 35,709 Hercules Capital shares in Q1 2021, an estimated $515K.
Steelhead Partners first reported a position in Hercules Capital in Q2 2017 and held it in 3 quarters.
Steelhead Partners's Hercules Capital position peaked at $515K in Q4 2020.
213 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2021.

Based on Steelhead Partners's 13F filing for Q1 2021, filed 12 May 2021.