Steelhead Partners’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-35,709	Closed	-$515K	–	41
2020 Q4	$515K	Buy	+35,709	New	+$515K	0.03%	41
2017 Q4	–	Sell	-2,532	Closed	-$33K	–	61
2017 Q3	$33K	Hold	2,532	–	–	﹤0.01%	58
2017 Q2	$34K	Buy	+2,532	New	+$34K	﹤0.01%	59