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Hercules Capital

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 57

4% more capital invested

Capital invested by funds: $371M → $385M (+$14.3M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

2% less funds holding

Funds holding: 183179 (-4)

2.87% less ownership

Funds ownership: 31.99%29.12% (-2.9%)

13% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 31

21% less call options, than puts

Call options by funds: $3.29M | Put options by funds: $4.16M

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.61%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
76
Private Advisor Group
New Jersey
$588K +$226K +20,290 +66%
Bank of America
77
Bank of America
North Carolina
$576K +$302K +27,145 +119%
Marshall Wace
78
Marshall Wace
United Kingdom
$562K -$4.58M -412,068 -89%
EGA
79
Eagle Global Advisors
Texas
$545K +$90.1K +8,100 +21%
US Bancorp
80
US Bancorp
Minnesota
$539K +$334K +30,000 +180%
ACM
81
AlphaCrest Capital Management
New York
$538K +$517K +46,500 New
PCM
82
Palisade Capital Management
New Jersey
$514K -$22.2K -2,000 -4%
Ameriprise
83
Ameriprise
Minnesota
$480K +$261K +23,499 +130%
OPA
84
Old Port Advisors
Maine
$477K +$834 +75 +0.2%
VEA
85
Virtus ETF Advisers
New York
$475K -$56.3K -5,064 -11%
SIAP
86
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$455K
JWCA
87
J.W. Cole Advisors
Florida
$454K +$436K +39,211 New
NSIM
88
North Star Investment Management
Illinois
$440K +$7.28K +655 +2%
Cerity Partners
89
Cerity Partners
New York
$401K -$24.4K -2,192 -6%
CIC
90
Carnegie Investment Counsel
Ohio
$395K -$9.33K -839 -2%
CA
91
Cetera Advisors
Colorado
$377K -$7.12K -640 -2%
AIC
92
Archer Investment Corporation
Indiana
$371K
Envestnet Asset Management
93
Envestnet Asset Management
Illinois
$358K -$40.9K -3,682 -11%
Creative Planning
94
Creative Planning
Kansas
$354K +$73.3K +6,590 +27%
Jane Street
95
Jane Street
New York
$346K +$333K +29,922 New
SPIA
96
Steward Partners Investment Advisory
New York
$322K +$127K +11,398 +69%
Tudor Investment Corp
97
Tudor Investment Corp
Connecticut
$316K -$882K -79,292 -74%
LC
98
Lindbrook Capital
California
$316K -$77.8K -7,000 -20%
SIA
99
Sit Investment Associates
Minnesota
$309K +$151K +13,575 +104%
WP
100
WealthSource Partners
California
$289K