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Hercules Capital
HTGC

Overview Fund Activity

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.62%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K

Top Buyers

1
Aberdeen Group
1
Aberdeen Group
United Kingdom
$7.92M
2
JAM
2
Jacobs Asset Management
New York
$2.89M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$16.6M
4
BlackRock
4
BlackRock
New York
$9.4M
5
Barclays
5
Barclays
United Kingdom
$1.48M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$32.4M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$562K
3
Assenagon Asset Management
3
Assenagon Asset Management
Luxembourg
$1.51M
4
Citadel Advisors
4
Citadel Advisors
Florida
$194K
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAG
76
Private Advisor Group
New Jersey
$588K 50,840 +20,290 +66%
Bank of America
77
Bank of America
North Carolina
$576K 49,865 +27,145 +119%
Marshall Wace
78
Marshall Wace
United Kingdom
$562K 48,540 -412,068 -89%
EGA
79
Eagle Global Advisors
Texas
$545K 47,100 +8,100 +21%
US Bancorp
80
US Bancorp
Minnesota
$539K 46,660 +30,000 +180%
ACM
81
AlphaCrest Capital Management
New York
$538K 46,500 +46,500 New
PCM
82
Palisade Capital Management
New Jersey
$514K 44,467 -2,000 -4%
Ameriprise
83
Ameriprise
Minnesota
$480K 41,514 +23,499 +130%
OPA
84
Old Port Advisors
Maine
$477K 41,220 +75 +0.2%
VEA
85
Virtus ETF Advisers
New York
$475K 41,042 -5,064 -11%
SIAP
86
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$455K 39,300 – –
JWCA
87
J.W. Cole Advisors
Florida
$454K 39,211 +39,211 New
NSIM
88
North Star Investment Management
Illinois
$440K 38,014 +655 +2%
Cerity Partners
89
Cerity Partners
New York
$401K 34,631 -2,192 -6%
CIC
90
Carnegie Investment Counsel
Ohio
$395K 34,100 -839 -2%
CA
91
Cetera Advisors
Colorado
$377K 32,598 -640 -2%
AIC
92
Archer Investment Corporation
Indiana
$371K 32,100 – –
Envestnet Asset Management
93
Envestnet Asset Management
Illinois
$358K 30,977 -3,682 -11%
Creative Planning
94
Creative Planning
Kansas
$354K 30,560 +6,590 +27%
Jane Street
95
Jane Street
New York
$346K 29,922 +29,922 New
SPIA
96
Steward Partners Investment Advisory
New York
$322K 27,830 +11,398 +69%
Tudor Investment Corp
97
Tudor Investment Corp
Connecticut
$316K 27,304 -79,292 -74%
LC
98
Lindbrook Capital
California
$316K 27,272 -7,000 -20%
SIA
99
Sit Investment Associates
Minnesota
$309K 26,675 +13,575 +104%
WP
100
WealthSource Partners
California
$289K 25,010 – –
2 3
4
5 6