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Hercules Capital
HTGC

Overview Fund Activity

191 hedge funds and large institutions have $494M invested in Hercules Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 61 increasing their positions, 47 reducing their positions, and 24 closing their positions.

Holders
191
Holders Change
+14
Holders Change %
+7.91%
% of All Funds
3.77%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
42
Increased
61
Reduced
47
Closed
24
Calls
$964K
Puts
$722K
Net Calls
+$242K
Net Calls Change
+$1.92M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$7.92M
2
Macquarie Group
2
Macquarie Group
Australia
$8.31M
3
Millennium Management
3
Millennium Management
New York
$11.3M
4
Assenagon Asset Management
4
Assenagon Asset Management
Luxembourg
$3.07M
5
Rockefeller Capital Management
5
Rockefeller Capital Management
New York
$2.98M

Top Sellers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$13.9M
2
MPAM
2
Monarch Partners Asset Management
Massachusetts
$1.74M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.34M
4
Deutsche Bank
4
Deutsche Bank
Germany
$896K
5
Citadel Advisors
5
Citadel Advisors
Florida
$5.84M
Name Market Value Shares Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
76
Cambridge Investment Research Advisors
Iowa
$683K 48,691 +1,833 +4%
OPA
77
Old Port Advisors
Maine
$611K 43,587 +164 +0.4%
Envestnet Asset Management
78
Envestnet Asset Management
Illinois
$610K 43,510 +7,317 +20%
Cerity Partners
79
Cerity Partners
New York
$607K 43,304 +43,304 New
ECM
80
ExodusPoint Capital Management
New York
$585K 41,712 +41,712 New
DCM
81
Driehaus Capital Management
Illinois
$582K 41,500 +41,500 New
GIM
82
Greenwich Investment Management
Connecticut
$551K 39,335 -20,000 -34%
SPIA
83
Steward Partners Investment Advisory
New York
$549K 39,226 +4,479 +13%
CA
84
Cetera Advisors
Colorado
$534K 38,040 -28,151 -43%
WAM
85
Wakefield Asset Management
Colorado
$530K 37,803 +37,803 New
NSIM
86
North Star Investment Management
Illinois
$508K 36,238 +5,139 +17%
Baird Financial Group
87
Baird Financial Group
Wisconsin
$506K 36,110 +36,110 New
CIC
88
Carnegie Investment Counsel
Ohio
$493K 35,165 -8,435 -19%
Canada Life
89
Canada Life
Manitoba, Canada
$478K 34,373 +34,373 New
Mirae Asset Global Investments
90
Mirae Asset Global Investments
South Korea
$427K 30,462 -4,477 -13%
Bank of America
91
Bank of America
North Carolina
$422K 30,161 +2,420 +9%
RJFSA
92
Raymond James Financial Services Advisors
Florida
$389K 27,761 +10,098 +57%
PCM
93
Palisade Capital Management
New Jersey
$380K 27,100 -12,200 -31%
WP
94
WealthSource Partners
California
$367K 26,160 +280 +1%
AIC
95
Archer Investment Corporation
Indiana
$351K 25,000 +2,000 +9%
DIM
96
DC Investments Management
Virginia
$344K 24,547 -332 -1%
Creative Planning
97
Creative Planning
Kansas
$344K 24,504 +2,400 +11%
EGA
98
Eagle Global Advisors
Texas
$321K 22,900 – –
CAGAS
99
Capital Advisory Group Advisory Services
Minnesota
$320K 22,789 +15,940 +233%
PAG
100
Private Advisor Group
New Jersey
$292K 20,809 +971 +5%
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4
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