HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

255 hedge funds and large institutions have $398M invested in Hercules Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 107 increasing their positions, 63 reducing their positions, and 41 closing their positions.

Holders
255
Holders Change
-6
Holders Change %
-2.3%
% of All Funds
4.08%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
38
Increased
107
Reduced
63
Closed
41
Calls
$9.86M
Puts
$22.4M
Net Calls
-$12.5M
Net Calls Change
+$6.09M

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$11.2M
2
CCPM
2
Cooper Creek Partners Management
New York
$7.01M
3
Citadel Advisors
3
Citadel Advisors
Florida
$16.2M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$4.75M
5
MHI
5
Miller Howard Investments
New York
$3.87M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$1.84M
2
GIP
2
Granite Investment Partners
California
$0
3
BTCPP
3
Border to Coast Pensions Partnership
United Kingdom
$6.77M
4
MGAM
4
McGowan Group Asset Management
Texas
$0
5
Northern Trust
5
Northern Trust
Illinois
$1.26M
Name Holding Trade Value Shares
Change 		Shares
Change %
LSV Asset Management
51
LSV Asset Management
Illinois
$1.56M – – –
Ameriprise
52
Ameriprise
Minnesota
$1.53M +$301K +23,378 +25%
PCM
53
Polaris Capital Management
Massachusetts
$1.53M +$162K +12,600 +12%
Osaic Holdings
54
Osaic Holdings
Arizona
$1.52M +$240K +18,610 +19%
Canada Life
55
Canada Life
Manitoba, Canada
$1.51M -$449K -34,794 -23%
PI
56
Putnam Investments
Massachusetts
$1.45M +$1.11M +86,011 +329%
AI
57
Atom Investors
Texas
$1.4M +$1.4M +108,401 New
BNP Paribas Financial Markets
58
BNP Paribas Financial Markets
France
$1.38M +$1.38M +106,903 +34,936%
DnB Asset Management
59
DnB Asset Management
Norway
$1.36M – – –
Cambridge Investment Research Advisors
60
Cambridge Investment Research Advisors
Iowa
$1.3M +$36.5K +2,828 +3%
TIM
61
Triad Investment Management
California
$1.29M +$114K +8,824 +10%
CIBC Private Wealth Group
62
CIBC Private Wealth Group
Georgia
$1.26M – – –
Northern Trust
63
Northern Trust
Illinois
$1.26M -$4.21M -326,795 -77%
AR
64
Advisory Research
Illinois
$1.16M +$67.5K +5,239 +6%
LCWP
65
Legacy Capital Wealth Partners
Arkansas
$1.1M +$126K +9,793 +13%
CNFG
66
Creegan & Nassoura Financial Group
New Hampshire
$1.08M – – –
TFCM
67
Taylor Frigon Capital Management
Arizona
$1.07M +$8.7K +675 +0.8%
NFG
68
Nations Financial Group
Iowa
$1.07M +$133K +10,316 +14%
PAG
69
Private Advisor Group
New Jersey
$1.05M +$48.9K +3,792 +5%
IAIM
70
International Assets Investment Management
Florida
$1.04M -$730K -56,629 -41%
Invesco
71
Invesco
Georgia
$1.04M +$285K +22,144 +38%
WI
72
Wintrust Investments
Illinois
$1.04M +$463K +35,897 +81%
TI
73
Trexquant Investment
Connecticut
$1.02M +$634K +49,201 +165%
ADIM
74
Alpha DNA Investment Management
Maryland
$998K +$2.06K +160 +0.2%
FCM
75
FJ Capital Management
Virginia
$970K +$398K +30,882 +70%
1 2
3
4 5