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Hercules Capital

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 57

4% more capital invested

Capital invested by funds: $371M → $385M (+$14.3M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

2% less funds holding

Funds holding: 183179 (-4)

2.87% less ownership

Funds ownership: 31.99%29.12% (-2.9%)

13% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 31

21% less call options, than puts

Call options by funds: $3.29M | Put options by funds: $4.16M

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.61%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$1.33M -$85.7K -7,710 -6%
GIM
52
Greenwich Investment Management
Connecticut
$1.29M +$24.5K +2,205 +2%
Invesco
53
Invesco
Georgia
$1.17M -$46.7K -4,201 -4%
TFCM
54
Taylor Frigon Capital Management
Arizona
$1.15M +$26.9K +2,415 +2%
Two Sigma Advisers
55
Two Sigma Advisers
New York
$1.15M +$161K +14,500 +17%
IAIM
56
International Assets Investment Management
Florida
$1.14M -$43.9K -3,950 -4%
CNFG
57
Creegan & Nassoura Financial Group
New Hampshire
$1.06M +$176K +15,800 +21%
LPL Financial
58
LPL Financial
California
$1.01M +$129K +11,592 +15%
New York State Common Retirement Fund
59
New York State Common Retirement Fund
New York
$957K +$111 +10 +0%
TC
60
Telemus Capital
Michigan
$930K +$667K +60,000 +300%
SW
61
SVB Wealth
Massachusetts
$876K +$83.5K +7,512 +11%
Baird Financial Group
62
Baird Financial Group
Wisconsin
$839K -$164K -14,720 -17%
Deutsche Bank
63
Deutsche Bank
Germany
$829K -$3.52K -317 -0.4%
AAS
64
Avantax Advisory Services
Texas
$810K +$220K +19,805 +39%
Truist Financial
65
Truist Financial
North Carolina
$767K -$51.3K -4,613 -7%
DnB Asset Management
66
DnB Asset Management
Norway
$745K
Bank of New York Mellon
67
Bank of New York Mellon
New York
$696K +$1.47K +132 +0.2%
JCM
68
Jag Capital Management
Missouri
$686K -$322K -28,951 -33%
GIM
69
Greylin Investment Management
Virginia
$685K +$659K +59,225 New
AG
70
Aperio Group
California
$650K +$68.8K +6,185 +12%
WG
71
Winton Group
United Kingdom
$625K +$601K +54,050 New
NGA
72
Naples Global Advisors
Florida
$623K -$62.7K -5,639 -9%
Cambridge Investment Research Advisors
73
Cambridge Investment Research Advisors
Iowa
$618K +$32K +2,875 +6%
CSS
74
Cubist Systematic Strategies
Connecticut
$590K -$1.28M -115,503 -69%
Canada Life
75
Canada Life
Manitoba, Canada
$590K +$106K +9,507 +23%