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Hercules Capital
HTGC

Overview Fund Activity

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.62%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K

Top Buyers

1
Aberdeen Group
1
Aberdeen Group
United Kingdom
$7.92M
2
JAM
2
Jacobs Asset Management
New York
$2.89M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$16.6M
4
BlackRock
4
BlackRock
New York
$9.4M
5
Barclays
5
Barclays
United Kingdom
$1.48M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$32.4M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$562K
3
Assenagon Asset Management
3
Assenagon Asset Management
Luxembourg
$1.51M
4
Citadel Advisors
4
Citadel Advisors
Florida
$194K
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$1.33M 115,249 -7,710 -6%
GIM
52
Greenwich Investment Management
Connecticut
$1.29M 111,785 +2,205 +2%
Invesco
53
Invesco
Georgia
$1.17M 100,979 -4,201 -4%
TFCM
54
Taylor Frigon Capital Management
Arizona
$1.15M 99,764 +2,415 +2%
Two Sigma Advisers
55
Two Sigma Advisers
New York
$1.15M 99,100 +14,500 +17%
IAIM
56
International Assets Investment Management
Florida
$1.14M 98,061 -3,950 -4%
CNFG
57
Creegan & Nassoura Financial Group
New Hampshire
$1.06M 91,695 +15,800 +21%
LPL Financial
58
LPL Financial
California
$1.01M 87,290 +11,592 +15%
New York State Common Retirement Fund
59
New York State Common Retirement Fund
New York
$957K 82,693 +10 +0%
TC
60
Telemus Capital
Michigan
$930K 80,000 +60,000 +300%
SW
61
SVB Wealth
Massachusetts
$876K 75,747 +7,512 +11%
Baird Financial Group
62
Baird Financial Group
Wisconsin
$839K 72,550 -14,720 -17%
Deutsche Bank
63
Deutsche Bank
Germany
$829K 71,687 -317 -0.4%
AAS
64
Avantax Advisory Services
Texas
$810K 70,027 +19,805 +39%
Truist Financial
65
Truist Financial
North Carolina
$767K 66,303 -4,613 -7%
DnB Asset Management
66
DnB Asset Management
Norway
$745K 64,415 – –
Bank of New York Mellon
67
Bank of New York Mellon
New York
$696K 60,121 +132 +0.2%
JCM
68
Jag Capital Management
Missouri
$686K 59,293 -28,951 -33%
GIM
69
Greylin Investment Management
Virginia
$685K 59,225 +59,225 New
AG
70
Aperio Group
California
$650K 56,177 +6,185 +12%
WG
71
Winton Group
United Kingdom
$625K 54,050 +54,050 New
NGA
72
Naples Global Advisors
Florida
$623K 53,878 -5,639 -9%
Cambridge Investment Research Advisors
73
Cambridge Investment Research Advisors
Iowa
$618K 53,405 +2,875 +6%
CSS
74
Cubist Systematic Strategies
Connecticut
$590K 51,001 -115,503 -69%
Canada Life
75
Canada Life
Manitoba, Canada
$590K 51,016 +9,507 +23%
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