HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

163 hedge funds and large institutions have $448M invested in Hercules Capital in 2017 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 52 increasing their positions, 55 reducing their positions, and 19 closing their positions.

Holders
163
Holders Change
+13
Holders Change %
+8.67%
% of All Funds
3.7%
Holding in Top 10
5
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+400%
% of All Funds
0.11%
New
33
Increased
52
Reduced
55
Closed
19
Calls
$356K
Puts
$1.29M
Net Calls
-$931K
Net Calls Change
-$939K

Top Buyers

1
SIS
1
Sound Income Strategies
Florida
$10.3M
2
Millennium Management
2
Millennium Management
New York
$11.2M
3
MWNA
3
Marshall Wace North America
New York
$7.34M
4
NC
4
Northpointe Capital
Michigan
$15.8M
5
PI
5
Putnam Investments
Massachusetts
$3M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$32.4M
2
MC
2
Muzinich & Co
New York
$36.2M
3
CCMLC
3
Cardinal Capital Management LLC (Connecticut)
Connecticut
$0
4
AR
4
Advisory Research
Illinois
$6.85M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$6.48M
Name Market Value Shares Shares
Change 		Shares
Change %
SSP
51
Sapphire Star Partners
Washington
$1.08M 82,395 +27,664 +51%
TFCM
52
Taylor Frigon Capital Management
Arizona
$1.06M 80,465 +80,465 New
NFA
53
Nuveen Fund Advisors
Illinois
$1.05M 80,277 -7,613 -9%
HI
54
HBK Investments
Texas
$1.05M 80,100 +24,390 +44%
OIA
55
Optimum Investment Advisors
Illinois
$1M 76,500 – –
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$963K 73,399 -4,465 -6%
NGA
57
Naples Global Advisors
Florida
$936K 71,356 +1,700 +2%
DnB Asset Management
58
DnB Asset Management
Norway
$894K 68,139 – –
AIM
59
Advantage Investment Management
Iowa
$847K 64,536 +1,327 +2%
TRSOTSOK
60
Teachers Retirement System of the State of Kentucky
Kentucky
$830K 63,262 +2,519 +4%
Wellington Management Group
61
Wellington Management Group
Massachusetts
$830K 63,262 +2,519 +4%
CA
62
Cetera Advisors
Colorado
$706K 53,806 +42,665 +383%
BCM
63
Buckhead Capital Management
Georgia
$687K 52,400 – –
Cambridge Investment Research Advisors
64
Cambridge Investment Research Advisors
Iowa
$684K 52,131 -1,101 -2%
BTS
65
BB&T Securities
Virginia
$659K 50,292 +1,350 +3%
California Public Employees Retirement System
66
California Public Employees Retirement System
California
$655K 49,900 +4,100 +9%
Susquehanna International Group
67
Susquehanna International Group
Pennsylvania
$650K 49,518 +49,518 New
Bank of Montreal
68
Bank of Montreal
Ontario, Canada
$621K 47,392 -446 -0.9%
Bank of America
69
Bank of America
North Carolina
$605K 46,185 -43,378 -48%
TCM
70
Tufton Capital Management
Maryland
$592K 45,142 -8,262 -15%
PI
71
PineBridge Investments
New York
$580K 44,187 +957 +2%
SWM
72
Stockman Wealth Management
Montana
$561K 21,879 +21,879 New
Northern Trust
73
Northern Trust
Illinois
$541K 41,218 -59 -0.1%
Citadel Advisors
74
Citadel Advisors
Florida
$513K 39,126 -31,041 -44%
OAM
75
Oxford Asset Management
United Kingdom
$483K 36,930 -35,622 -49%
1 2
3
4 5