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Hercules Capital

158 hedge funds and large institutions have $545M invested in Hercules Capital in 2017 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more call options, than puts

Call options by funds: $2.73M | Put options by funds: $1.22M

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

14% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 49

12% more capital invested

Capital invested by funds: $486M → $545M (+$58.6M)

1% more funds holding

Funds holding: 156158 (+2)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.15% less ownership

Funds ownership: 44.67%43.52% (-1.1%)

Holders
158
Holders Change
+2
Holders Change %
+1.28%
% of All Funds
3.93%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
26
Increased
56
Reduced
49
Closed
22
Calls
$2.73M
Puts
$1.22M
Net Calls
+$1.51M
Net Calls Change
+$1.03M
Name Holding Trade Value Shares
Change
Change in
Stake
Norges Bank
51
Norges Bank
Norway
$1.24M +$1.2M +81,644 New
Russell Investments Group
52
Russell Investments Group
United Kingdom
$1.22M +$89.4K +6,100 +8%
OIA
53
Optimum Investment Advisors
Illinois
$1.16M
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$1.15M +$40.1K +2,736 +4%
Two Sigma Investments
55
Two Sigma Investments
New York
$1.15M -$4.02M -274,155 -78%
AG
56
Advisor Group
Arizona
$1.14M -$327K -22,304 -23%
HB
57
Homrich & Berg
Georgia
$1.07M +$21.3K +1,453 +2%
TCM
58
Tufton Capital Management
Maryland
$1.07M -$217K -14,800 -17%
NGA
59
Naples Global Advisors
Florida
$1.04M +$4.76K +325 +0.5%
Bank of Montreal
60
Bank of Montreal
Ontario, Canada
$1.03M +$894K +61,000 +846%
AIMCA
61
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1M +$970K +66,168 New
NSEDCP
62
NJ State Employees Deferred Compensation Plan
New Jersey
$983K
SG Americas Securities
63
SG Americas Securities
New York
$978K +$657K +44,808 +226%
Citigroup
64
Citigroup
New York
$964K +$140K +9,580 +18%
Barclays
65
Barclays
United Kingdom
$948K +$918K +62,574 +93,394%
DnB Asset Management
66
DnB Asset Management
Norway
$933K +$173K +11,800 +24%
Cambridge Investment Research Advisors
67
Cambridge Investment Research Advisors
Iowa
$925K -$33.1K -2,256 -4%
TRSOTSOK
68
Teachers Retirement System of the State of Kentucky
Kentucky
$919K
WA
69
WESPAC Advisors
California
$879K -$167K -11,385 -16%
Bank of New York Mellon
70
Bank of New York Mellon
New York
$847K +$820K +55,936 New
AIM
71
Advantage Investment Management
Iowa
$817K +$772K +52,652 +3,866%
New York State Common Retirement Fund
72
New York State Common Retirement Fund
New York
$810K +$785K +53,563 New
LPL Financial
73
LPL Financial
California
$747K +$56.8K +3,877 +8%
RJFSA
74
Raymond James Financial Services Advisors
Florida
$745K -$103K -6,995 -12%
Commonwealth Equity Services
75
Commonwealth Equity Services
Massachusetts
$689K +$262K +17,869 +65%