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Hercules Capital
HTGC

Overview Fund Activity

138 hedge funds and large institutions have $377M invested in Hercules Capital in 2014 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 56 increasing their positions, 47 reducing their positions, and 31 closing their positions.

Holders
138
Holders Change
-14
Holders Change %
-9.21%
% of All Funds
4.01%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.09%
New
17
Increased
56
Reduced
47
Closed
31
Calls
–
Puts
$1.27M
Net Calls
-$1.27M
Net Calls Change
+$271K

Top Buyers

1
EAM
1
Edge Asset Management
Washington
$22.9M
2
NIMC
2
NWQ Investment Management Company
California
$6.22M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$15.1M
4
ZDA
4
Zweig-DiMenna Associates
New York
$1.34M
5
LTI
5
Laffer Tengler Investments
Tennessee
$11M

Top Sellers

1
DCM
1
Driehaus Capital Management
Illinois
$0
2
Northern Trust
2
Northern Trust
Illinois
$3.65M
3
Morgan Stanley
3
Morgan Stanley
New York
$9.39M
4
Deutsche Bank
4
Deutsche Bank
Germany
$2.74M
5
PP
5
Paloma Partners
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
ERSOT
51
Employees Retirement System of Texas
Texas
$1.62M 112,108 – –
Brown Advisory
52
Brown Advisory
Maryland
$1.6M 110,351 -32,949 -23%
GIP
53
Granite Investment Partners
California
$1.5M 103,809 +47,980 +86%
Janney Montgomery Scott
54
Janney Montgomery Scott
Pennsylvania
$1.4M 96,495 +11,625 +14%
SAM
55
Shell Asset Management
Netherlands
$1.34M 92,929 +8,671 +10%
ZDA
56
Zweig-DiMenna Associates
New York
$1.34M 92,976 +92,976 New
Allianz Asset Management
57
Allianz Asset Management
Germany
$1.26M 86,763 +10,422 +14%
Cambridge Investment Research Advisors
58
Cambridge Investment Research Advisors
Iowa
$1.21M 83,480 +4,109 +5%
NCMW
59
Northern Capital Management (Wisconsin)
Wisconsin
$1.14M 78,740 -300 -0.4%
OIA
60
Optimum Investment Advisors
Illinois
$1.12M 77,255 +90 +0.1%
MVP
61
Miller Value Partners
Florida
$992K 68,600 +17,000 +33%
LPL Financial
62
LPL Financial
California
$974K 67,326 -26,469 -28%
NSEDCP
63
NJ State Employees Deferred Compensation Plan
New Jersey
$940K 65,000 – –
Legal & General Group
64
Legal & General Group
United Kingdom
$908K 62,780 +5,209 +9%
NGA
65
Naples Global Advisors
Florida
$885K 61,225 +5,810 +10%
HB
66
Homrich & Berg
Georgia
$881K 60,922 +1,100 +2%
TRSOTSOK
67
Teachers Retirement System of the State of Kentucky
Kentucky
$878K 60,743 – –
Wellington Management Group
68
Wellington Management Group
Massachusetts
$878K 60,743 – –
WRM
69
Westport Resources Management
Connecticut
$789K 54,577 -750 -1%
Two Sigma Advisers
70
Two Sigma Advisers
New York
$766K 53,008 -98,487 -65%
Citadel Advisors
71
Citadel Advisors
Florida
$693K 47,935 +44,436 +1,270%
Bank of America
72
Bank of America
North Carolina
$681K 47,096 -144,300 -75%
KIA
73
King Investment Advisors
Texas
$670K 46,360 -980 -2%
Bank of New York Mellon
74
Bank of New York Mellon
New York
$666K 46,044 +24,407 +113%
CIP
75
Chartwell Investment Partners
Pennsylvania
$651K 45,000 +45,000 New
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