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Hercules Capital

133 hedge funds and large institutions have $7.68B invested in Hercules Capital in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 51 increasing their positions, 42 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,587% more capital invested

Capital invested by funds: $455M → $7.68B (+$7.22B)

76% more call options, than puts

Call options by funds: $920K | Put options by funds: $522K

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

21% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 42

4% more funds holding

Funds holding: 128133 (+5)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.18% less ownership

Funds ownership: 54.49%54.31% (-0.18%)

Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
4.31%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
17
Increased
51
Reduced
42
Closed
10
Calls
$920K
Puts
$522K
Net Calls
+$398K
Net Calls Change
-$217K
Name Holding Trade Value Shares
Change
Change in
Stake
California State Teachers Retirement System (CalSTRS)
51
California State Teachers Retirement System (CalSTRS)
California
$1.69M +$50.8K +3,507 +3%
PMAM
52
Picton Mahoney Asset Management
Ontario, Canada
$1.65M +$1.57M +108,111 New
AllianceBernstein
53
AllianceBernstein
Tennessee
$1.47M -$31.9K -2,199 -2%
CS
54
Credit Suisse
Switzerland
$1.46M -$11.2K -773 -0.8%
RhumbLine Advisers
55
RhumbLine Advisers
Massachusetts
$1.34M +$9.71K +670 +0.8%
Charles Schwab
56
Charles Schwab
California
$1.33M
TA
57
Teachers Advisors
New York
$1.32M -$2.93K -202 -0.2%
AIG
58
American International Group
New York
$1.25M -$242K -16,721 -17%
SI
59
Stephens Inc
Arkansas
$1.22M +$37.2K +2,569 +3%
ERSOT
60
Employees Retirement System of Texas
Texas
$1.21M +$1.15M +79,000 New
OIA
61
Optimum Investment Advisors
Illinois
$1.18M +$1.12M +77,200 New
KIA
62
King Investment Advisors
Texas
$1.15M +$679K +46,840 +165%
Janney Montgomery Scott
63
Janney Montgomery Scott
Pennsylvania
$1.14M +$171K +11,818 +19%
SAM
64
Shell Asset Management
Netherlands
$1.09M +$1.04M +71,754 New
VanEck Associates
65
VanEck Associates
New York
$996K +$99.3K +6,850 +12%
NSEDCP
66
NJ State Employees Deferred Compensation Plan
New Jersey
$991K
TRSOTSOK
67
Teachers Retirement System of the State of Kentucky
Kentucky
$926K
Wellington Management Group
68
Wellington Management Group
Massachusetts
$926K
YMRC
69
Yorktown Management & Research Company
Virginia
$915K
JP Morgan Chase
70
JP Morgan Chase
New York
$912K -$381K -26,307 -31%
Royal Bank of Canada
71
Royal Bank of Canada
Ontario, Canada
$904K -$8.45K -583 -1%
LPL Financial
72
LPL Financial
California
$898K +$225K +15,491 +35%
Swiss National Bank
73
Swiss National Bank
Switzerland
$868K -$27.5K -1,900 -3%
HB
74
Homrich & Berg
Georgia
$866K +$13.6K +940 +2%
AQR Capital Management
75
AQR Capital Management
Connecticut
$804K -$1.73M -119,024 -69%