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Hercules Capital

HTGC

Market cap $3.01B

186 hedge funds and large institutions have $452M invested in Hercules Capital in 2019 Q2 according to their latest regulatory filings, with 38 funds opening new positions, 59 increasing their positions, 52 reducing their positions, and 21 closing their positions.

New

Increased

Maintained

Reduced

Closed

81% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 21

15% more capital invested

Capital invested by funds: $392M → $452M (+$59.8M)

13% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 52

10% more funds holding

Funds holding: 169 → 186 (+17)

0.55% more ownership

Funds ownership: 33.26% → 33.81% (+0.55%)

20% less funds holding in top 10

Funds holding in top 10: 5 → 4 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2.72M

Holders

186

Holders Change

+17

Holders Change %

+10.06%

% of All Funds

4.04%

Holding in Top 10

Holding in Top 10 Change

-1

Holding in Top 10 Change %

-20%

% of All Funds

0.09%

New

Increased

Reduced

Closed

Calls

–

Puts

$2.72M

Net Calls

-$2.72M

Net Calls Change

+$468K

Top Buyers

1	SAMH Shanda Asset Management Holdings Tortola,, British Virgin Islands	+$14.4M
2	CF Centaurus Financial Anaheim, California	+$10.7M
3	Millennium Management New York	+$9.27M
4	SIS Sound Income Strategies Ft Lauderdale, Florida	+$5.45M
5	Two Sigma Investments New York	+$4.96M

Top Sellers

1	AM Ares Management Los Angeles, California	-$7.33M
2	Nomura Holdings Tokyo, Japan	-$4.18M
3	Goldman Sachs New York	-$3.35M
4	T. Rowe Price Associates Baltimore, Maryland	-$3.05M
5	SMDAM Sumitomo Mitsui DS Asset Management Tokyo, Japan	-$2.51M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
26	26 Susquehanna International Group Bala Cynwyd, Pennsylvania	$4.3M	+$1.17M	+89,904	+37%
27	MCM 27 McKinley Capital Management Anchorage, Alaska	$4.21M	-$122K	-9,435	-3%
28	MHI 28 Miller Howard Investments Kingston, New York	$3.96M	–	–	–
29	PPA 29 Parametric Portfolio Associates Seattle, Washington	$3.78M	-$206K	-15,857	-5%
30	30 Citadel Advisors Miami, Florida	$3.45M	+$3.09M	+238,049	+766%
31	VEA 31 Virtus ETF Advisers New York	$3.37M	+$3.41M	+262,743	New
32	TAM 32 Trillium Asset Management Boston, Massachusetts	$3.27M	-$1.13M	-86,892	-25%
33	33 Northern Trust Chicago, Illinois	$3.23M	+$236K	+18,177	+8%
34	AAM 34 Advisors Asset Management Monument, Colorado	$3.2M	+$344K	+26,486	+12%
35	35 AllianceBernstein Nashville, Tennessee	$3.17M	-$32.6K	-2,513	-1%
36	AR 36 Advisory Research Chicago, Illinois	$3.13M	+$334K	+25,757	+12%
37	37 Goldman Sachs New York	$3.02M	-$3.35M	-258,583	-52%
38	38 Deutsche Bank Frankfurt Am Main Ge, Germany	$2.92M	+$469K	+36,145	+19%
39	PCM 39 Polaris Capital Management Boston, Massachusetts	$2.74M	+$65.9K	+5,078	+2%
40	ADBIC 40 A.D. Beadell Investment Counsel Mequon, Wisconsin	$2.63M	+$412K	+31,775	+18%
41	RJA 41 Raymond James & Associates St Petersburg, Florida	$2.49M	+$497K	+38,355	+25%
42	GIM 42 Greenwich Investment Management Norwalk, Connecticut	$2.24M	+$625K	+48,200	+38%
43	PI 43 Putnam Investments Boston, Massachusetts	$2.13M	+$2.15M	+165,844	New
44	44 California Public Employees Retirement System Sacramento, California	$2.07M	+$59.7K	+4,600	+3%
45	45 Janney Montgomery Scott Philadelphia, Pennsylvania	$2.04M	+$61K	+4,700	+3%
46	46 PNC Financial Services Group Pittsburgh, Pennsylvania	$1.99M	-$41.2K	-3,174	-2%
47	47 Credit Agricole Montrouge Cedex, France	$1.71M	-$1.64M	-126,794	-49%
48	48 Macquarie Group Sydney, NSW 2000, Australia	$1.71M	+$1.73M	+133,061	New
49	49 Commonwealth Equity Services Waltham, Massachusetts	$1.7M	+$1.78K	+137	+0.1%
50	50 D.E. Shaw & Co New York	$1.65M	+$456K	+35,153	+38%