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Hercules Capital
HTGC

Overview Fund Activity

140 hedge funds and large institutions have $358M invested in Hercules Capital in 2015 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 54 increasing their positions, 47 reducing their positions, and 19 closing their positions.

Holders
140
Holders Change
-4
Holders Change %
-2.78%
% of All Funds
3.73%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
54
Reduced
47
Closed
19
Calls
$707K
Puts
$760K
Net Calls
-$53K
Net Calls Change
+$859K

Top Buyers

1
EAM
1
Edge Asset Management
Washington
$33.3M
2
YMRC
2
Yorktown Management & Research Company
Virginia
$7.08M
3
BC
3
Brinker Capital
Pennsylvania
$3.89M
4
UBS Group
4
UBS Group
Switzerland
$23M
5
GIP
5
Granite Investment Partners
California
$4.85M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$0
2
MSA
2
Mason Street Advisors
Wisconsin
$0
3
Fiera Capital (Canada)
3
Fiera Capital (Canada)
Quebec, Canada
$0
4
BF
4
BOK Financial
Oklahoma
$0
5
CPIM
5
Columbia Partners Investment Management
Virginia
$4.4M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
26
Advisors Asset Management
Colorado
$4.01M 297,523 -19,096 -6%
GHAM
27
Gilman Hill Asset Management
Connecticut
$4M 296,400 +18,827 +7%
BC
28
Brinker Capital
Pennsylvania
$3.89M 288,887 +288,887 New
GC
29
Guggenheim Capital
Illinois
$3.65M 270,492 +10,454 +4%
BCA
30
Benchmark Capital Advisors
New York
$3.25M 241,423 -2,416 -1%
WCM
31
Wedge Capital Management
North Carolina
$3.15M 233,510 -20,225 -8%
VanEck Associates
32
VanEck Associates
New York
$2.99M 221,562 +30,785 +16%
CIP
33
Chartwell Investment Partners
Pennsylvania
$2.98M 220,685 +11,680 +6%
SI
34
Scout Investments
Missouri
$2.62M 194,625 -47,025 -19%
RFC
35
Russell Frank Company
Washington
$2.33M 172,497 – –
Deutsche Bank
36
Deutsche Bank
Germany
$2.13M 158,529 +13,739 +9%
AIU
37
Algebris Investments (UK)
United Kingdom
$2.13M 157,962 +88,442 +127%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$2.01M 149,001 +1,968 +1%
BTS
39
BB&T Securities
Virginia
$1.96M 14,561 +200 +1%
CS
40
Credit Suisse
Switzerland
$1.79M 132,771 -5,298 -4%
NFA
41
Nationwide Fund Advisors
Ohio
$1.61M 119,421 +11,778 +11%
ERSOT
42
Employees Retirement System of Texas
Texas
$1.51M 112,108 – –
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
$1.41M 104,342 +10,208 +11%
Brown Advisory
44
Brown Advisory
Maryland
$1.38M 102,351 -2,900 -3%
MCA
45
Mendon Capital Advisors
Florida
$1.35M 100,000 +100,000 New
SI
46
Stephens Inc
Arkansas
$1.27M 94,282 -33,817 -26%
ZDA
47
Zweig-DiMenna Associates
New York
$1.25M 92,976 – –
CNFG
48
Creegan & Nassoura Financial Group
New Hampshire
$1.23M 90,870 +23,900 +36%
Comerica Bank
49
Comerica Bank
Texas
$1.13M 83,907 -133,025 -61%
Cambridge Investment Research Advisors
50
Cambridge Investment Research Advisors
Iowa
$1.09M 81,091 -2,556 -3%
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