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Gladstone Investment Corp

71 hedge funds and large institutions have $41.1M invested in Gladstone Investment Corp in 2018 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 21 increasing their positions, 23 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

391% more call options, than puts

Call options by funds: $575K | Put options by funds: $117K

0% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 17

9% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 23

1% less funds holding

Funds holding: 7271 (-1)

2.76% less ownership

Funds ownership: 16.04%13.28% (-2.8%)

61% less capital invested

Capital invested by funds: $105M → $41.1M (-$63.8M)

Holders
71
Holders Change
-1
Holders Change %
-1.39%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
21
Reduced
23
Closed
17
Calls
$575K
Puts
$117K
Net Calls
+$458K
Net Calls Change
-$386K
Name Holding Trade Value Shares
Change
Change in
Stake
EGA
26
Eagle Global Advisors
Texas
$337K +$161K +16,000 +79%
LSV Asset Management
27
LSV Asset Management
Illinois
$325K -$3.43M -341,373 -91%
SWP
28
Stratos Wealth Partners
Ohio
$310K +$18.9K +1,875 +6%
Wells Fargo
29
Wells Fargo
California
$273K -$7.51K -747 -2%
RJA
30
Raymond James & Associates
Florida
$250K +$3.96K +394 +1%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$247K -$3.92K -390 -1%
WAM
32
Wolverine Asset Management
Illinois
$237K +$45.1K +4,489 +21%
Creative Planning
33
Creative Planning
Kansas
$190K +$2.31K +230 +1%
PPA
34
Parametric Portfolio Associates
Washington
$173K -$1.46K -145 -0.8%
WS
35
Wedbush Securities
California
$163K +$176K +17,496 New
SI
36
Sprott Inc
Ontario, Canada
$158K
GC
37
Guggenheim Capital
Illinois
$157K -$9.78K -973 -5%
Ameriprise
38
Ameriprise
Minnesota
$144K +$155K +15,432 New
CRWM
39
Castle Rock Wealth Management
California
$128K +$138K +13,710 New
Bessemer Group
40
Bessemer Group
New Jersey
$125K +$135K +13,400 New
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$109K -$3.02K -300 -2%
AG
42
Advisor Group
Arizona
$107K +$33.2K +3,306 +40%
LPL Financial
43
LPL Financial
California
$103K -$1.26M -125,481 -92%
BTS
44
BB&T Securities
Virginia
$98K +$3.46K +344 +3%
DIA
45
Dana Investment Advisors
Wisconsin
$93K
Canada Life
46
Canada Life
Manitoba, Canada
$86K +$5.83K +580 +6%
DWM
47
Doyle Wealth Management
Florida
$56K +$60.3K +6,000 New
IA
48
IFP Advisors
Florida
$51K +$30.4K +3,028 +124%
NSIM
49
North Star Investment Management
Illinois
$47K
Citigroup
50
Citigroup
New York
$46K -$7.54K -750 -13%

GAIN Hedge Fund Activity: Q4 2018 in Review

71 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2018, worth a combined $41.1M — down 61% from $105M a quarter earlier.

Fund positioning in GAIN was balanced in Q4 2018: 17 funds opened new positions, 17 closed out, 21 added to existing stakes and 23 trimmed.

The largest buyer was PFG Advisors, opening a new position worth an estimated $2.04M. The largest seller was Cornerstone Wealth Management, cutting an estimated $4.32M.

  • 71 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2018, down from 72 in Q3 2018.
  • Funds reported $41.1M of Gladstone Investment Corp stock for Q4 2018, down 61% quarter-over-quarter.
  • 17 funds opened new Gladstone Investment Corp positions in Q4 2018 and 17 closed out, a net change of 0 holders.
  • The largest Gladstone Investment Corp buyer in Q4 2018 was PFG Advisors, an estimated $2.04M added.
  • The largest Gladstone Investment Corp seller in Q4 2018 was Cornerstone Wealth Management, an estimated $4.32M sold.

Based on aggregated 13F filings for Q4 2018.