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Gladstone Investment Corp
GAIN

Overview Fund Activity

71 hedge funds and large institutions have $41.1M invested in Gladstone Investment Corp in 2018 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 21 increasing their positions, 23 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
-1
Holders Change %
-1.39%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
17
Increased
21
Reduced
23
Closed
17
Calls
$575K
Puts
$117K
Net Calls
+$458K
Net Calls Change
-$386K

Top Buyers

1
PA
PFG Advisors
Arizona
+$2.42M
2
AM
Ares Management
California
+$1.72M
3
UBS Group
UBS Group
Switzerland
+$1.29M
4
DC
Davenport & Co
Virginia
+$548K
5
Invesco
Invesco
Georgia
+$491K

Top Sellers

1
CWM
Cornerstone Wealth Management
Missouri
-$4.01M
2
LSV Asset Management
LSV Asset Management
Illinois
-$3.18M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$2.37M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$1.72M
5
LPL Financial
LPL Financial
California
-$1.17M
Name Holding Trade Value Shares
Change 		Shares
Change %
EGA
26
Eagle Global Advisors
Texas
$337K +$149K +16,000 +79%
LSV Asset Management
27
LSV Asset Management
Illinois
$325K -$3.18M -341,373 -91%
SWP
28
Stratos Wealth Partners
Ohio
$310K +$17.5K +1,875 +6%
Wells Fargo
29
Wells Fargo
California
$273K -$6.95K -747 -2%
RJA
30
Raymond James & Associates
Florida
$250K +$3.67K +394 +1%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$247K -$3.63K -390 -1%
WAM
32
Wolverine Asset Management
Illinois
$237K +$41.8K +4,489 +21%
Creative Planning
33
Creative Planning
Kansas
$190K +$2.15K +230 +1%
PPA
34
Parametric Portfolio Associates
Washington
$173K -$1.35K -145 -0.8%
WS
35
Wedbush Securities
California
$163K +$163K +17,496 New
SI
36
Sprott Inc
Ontario, Canada
$158K – – –
GC
37
Guggenheim Capital
Illinois
$157K -$9.08K -973 -5%
Ameriprise
38
Ameriprise
Minnesota
$144K +$144K +15,432 New
CRWM
39
Castle Rock Wealth Management
California
$128K +$128K +13,710 New
Bessemer Group
40
Bessemer Group
New Jersey
$125K +$125K +13,400 New
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$109K -$2.79K -300 -2%
AG
42
Advisor Group
Arizona
$107K +$30.7K +3,306 +40%
LPL Financial
43
LPL Financial
California
$103K -$1.17M -125,481 -92%
BTS
44
BB&T Securities
Virginia
$98K +$3.19K +344 +3%
DIA
45
Dana Investment Advisors
Wisconsin
$93K – – –
Canada Life
46
Canada Life
Manitoba, Canada
$86K +$5.22K +580 +6%
DWM
47
Doyle Wealth Management
Florida
$56K +$56K +6,000 New
IA
48
IFP Advisors
Florida
$51K +$28.2K +3,028 +124%
NSIM
49
North Star Investment Management
Illinois
$47K – – –
Citigroup
50
Citigroup
New York
$46K -$6.94K -750 -13%
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