Guggenheim Capital’s Gladstone Investment Corp GAIN Stock Holding History

Guggenheim Capital’s Portfolio GAIN Stock Details GAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-16,673	Closed	-$193K	–	2131
2019 Q1	$193K	Sell	16,673 -150	-0.9%	-$1.68K	﹤0.01%	2084
2018 Q4	$157K	Sell	16,823 -973	-5%	-$9.78K	﹤0.01%	2097
2018 Q3	$203K	Buy	17,796 +3,634	+26%	+$42.9K	﹤0.01%	2327
2018 Q2	$166K	Sell	14,162 -4,762	-25%	-$53.5K	﹤0.01%	2321
2018 Q1	$191K	Buy	+18,924	New	+$197K	﹤0.01%	2623
2014 Q2	–	Sell	-12,906	Closed	-$107K	–	3227
2014 Q1	$107K	Buy	+12,906	New	+$104K	﹤0.01%	3014

Other funds holding GAIN

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

PFG Advisors Phoenix, Arizona $1.98B AUM 28.18% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

AUB

Atlantic Union Bankshares Glen Allen, Virginia $5.21B AUM 19.46% 1-Year Est. Return

Guggenheim Capital's GAIN Position: Q2 2019 in Review

Guggenheim Capital sold out of Gladstone Investment Corp (GAIN) in Q2 2019, closing a stake of 16,673 shares — an estimated $193K sold.

Guggenheim Capital first reported a position in GAIN in Q1 2014 and held it in 6 quarters. The position peaked at $203K in Q3 2018. 60 funds tracked by Wall St. Rank hold GAIN as of Q2 2019.

Guggenheim Capital reported no remaining Gladstone Investment Corp position as of Q2 2019 after selling out during the quarter.
Guggenheim Capital sold 16,673 Gladstone Investment Corp shares in Q2 2019, an estimated $193K.
Guggenheim Capital first reported a position in Gladstone Investment Corp in Q1 2014 and held it in 6 quarters.
Guggenheim Capital's Gladstone Investment Corp position peaked at $203K in Q3 2018.
60 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q2 2019.

Based on Guggenheim Capital's 13F filing for Q2 2019, filed 14 Aug 2019.