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Gladstone Investment Corp
GAIN

Overview Fund Activity

72 hedge funds and large institutions have $105M invested in Gladstone Investment Corp in 2018 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 28 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
+6
Holders Change %
+9.09%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
20
Reduced
28
Closed
9
Calls
$844K
Puts
–
Net Calls
+$844K
Net Calls Change
+$249K

Top Buyers

1
Millennium Management
Millennium Management
New York
+$1.95M
2
UBS Group
UBS Group
Switzerland
+$1.88M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$1.72M
4
AR
Advisory Research
Illinois
+$574K
5
SMDAM
Sumitomo Mitsui DS Asset Management
Japan
+$530K

Top Sellers

1
CWM
Cornerstone Wealth Management
Missouri
-$15.6M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$1.79M
3
LSV Asset Management
LSV Asset Management
Illinois
-$904K
4
Two Sigma Investments
Two Sigma Investments
New York
-$657K
5
GCP
GSA Capital Partners
United Kingdom
-$638K
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$427K +$50.9K +4,454 +14%
SWP
27
Stratos Wealth Partners
Ohio
$359K – – –
JPMorgan Chase & Co
28
JPMorgan Chase & Co
New York
$354K -$72.9K -6,378 -17%
Wells Fargo
29
Wells Fargo
California
$344K -$63.8K -5,584 -16%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$308K +$5.06K +443 +2%
Two Sigma Investments
31
Two Sigma Investments
New York
$304K -$657K -57,445 -68%
RJA
32
Raymond James & Associates
Florida
$302K +$50.6K +4,433 +20%
GCP
33
GSA Capital Partners
United Kingdom
$251K -$638K -55,852 -72%
WAM
34
Wolverine Asset Management
Illinois
$239K +$239K +20,977 New
EGA
35
Eagle Global Advisors
Texas
$230K – – –
Creative Planning
36
Creative Planning
Kansas
$230K +$116K +10,105 +101%
PPA
37
Parametric Portfolio Associates
Washington
$213K -$103 -9 -0%
GC
38
Guggenheim Capital
Illinois
$203K +$41.5K +3,634 +26%
SI
39
Sprott Inc
Ontario, Canada
$194K – – –
NFA
40
Nuveen Fund Advisors
Illinois
$171K -$448K -39,226 -72%
Tudor Investment Corp
41
Tudor Investment Corp
Connecticut
$157K -$75.2K -6,599 -32%
SI
42
Stephens Inc
Arkansas
$147K -$11.4K -1,000 -7%
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$137K +$4.79K +420 +4%
AG
44
Aperio Group
California
$127K +$127K +11,075 New
BTS
45
BB&T Securities
Virginia
$116K +$965 +85 +0.8%
DIA
46
Dana Investment Advisors
Wisconsin
$114K -$5.7K -500 -5%
Canada Life
47
Canada Life
Manitoba, Canada
$103K – – –
AG
48
Advisor Group
Arizona
$94K +$32.9K +2,875 +54%
Citigroup
49
Citigroup
New York
$65K -$5.68K -500 -8%
APA
50
American Portfolios Advisors
New York
$59.1K -$13.2K -1,152 -18%
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