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Gladstone Investment Corp

72 hedge funds and large institutions have $105M invested in Gladstone Investment Corp in 2018 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 28 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

9% more funds holding

Funds holding: 6672 (+6)

0.48% less ownership

Funds ownership: 16.52%16.04% (-0.48%)

4% less capital invested

Capital invested by funds: $109M → $105M (-$4.04M)

29% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 28

Holders
72
Holders Change
+6
Holders Change %
+9.09%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
20
Reduced
28
Closed
9
Calls
$844K
Puts
Net Calls
+$844K
Net Calls Change
+$249K
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$427K +$52.6K +4,454 +14%
SWP
27
Stratos Wealth Partners
Ohio
$359K
JP Morgan Chase
28
JP Morgan Chase
New York
$354K -$75.3K -6,378 -17%
Wells Fargo
29
Wells Fargo
California
$344K -$65.9K -5,584 -16%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$308K +$5.23K +443 +2%
Two Sigma Investments
31
Two Sigma Investments
New York
$304K -$678K -57,445 -68%
RJA
32
Raymond James & Associates
Florida
$302K +$52.3K +4,433 +20%
GCP
33
GSA Capital Partners
United Kingdom
$251K -$659K -55,852 -72%
WAM
34
Wolverine Asset Management
Illinois
$239K +$248K +20,977 New
EGA
35
Eagle Global Advisors
Texas
$230K
Creative Planning
36
Creative Planning
Kansas
$230K +$119K +10,105 +101%
PPA
37
Parametric Portfolio Associates
Washington
$213K -$106 -9 -0%
GC
38
Guggenheim Capital
Illinois
$203K +$42.9K +3,634 +26%
SI
39
Sprott Inc
Ontario, Canada
$194K
NFA
40
Nuveen Fund Advisors
Illinois
$171K -$463K -39,226 -72%
Tudor Investment Corp
41
Tudor Investment Corp
Connecticut
$157K -$77.9K -6,599 -32%
SI
42
Stephens Inc
Arkansas
$147K -$11.8K -1,000 -7%
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$137K +$4.96K +420 +4%
AG
44
Aperio Group
California
$127K +$131K +11,075 New
BTS
45
BB&T Securities
Virginia
$116K +$1K +85 +0.8%
DIA
46
Dana Investment Advisors
Wisconsin
$114K -$5.9K -500 -5%
Canada Life
47
Canada Life
Manitoba, Canada
$103K
AG
48
Advisor Group
Arizona
$94K +$33.9K +2,875 +54%
Citigroup
49
Citigroup
New York
$65K -$5.9K -500 -8%
APA
50
American Portfolios Advisors
New York
$59.1K -$13.6K -1,152 -18%

GAIN Hedge Fund Activity: Q3 2018 in Review

72 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2018, worth a combined $105M — down 3.7% from $109M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new GAIN positions and 9 closed out — a net gain of 6 holders — while 20 added to existing stakes and 28 trimmed.

The largest buyer was Millennium Management, opening a new position worth an estimated $2.01M. The largest seller was Bank of Montreal, cutting an estimated $1.85M.

  • 72 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2018, up from 66 in Q2 2018.
  • Funds reported $105M of Gladstone Investment Corp stock for Q3 2018, down 3.7% quarter-over-quarter.
  • 15 funds opened new Gladstone Investment Corp positions in Q3 2018 and 9 closed out, a net change of +6 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2018 was Millennium Management, an estimated $2.01M added.
  • The largest Gladstone Investment Corp seller in Q3 2018 was Bank of Montreal, an estimated $1.85M sold.

Based on aggregated 13F filings for Q3 2018.