Nuveen Fund Advisors’s Gladstone Investment Corp GAIN Stock Holding History

Nuveen Fund Advisors’s Portfolio GAIN Stock Details GAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-14,978	Closed	-$171K	–	68
2018 Q3	$171K	Sell	14,978 -39,226	-72%	-$463K	0.38%	108
2018 Q2	$638K	Sell	54,204 -5,703	-10%	-$64.1K	0.79%	36
2018 Q1	$605K	Sell	59,907 -4,540	-7%	-$47.4K	0.28%	110
2017 Q4	$719K	Sell	64,447 -27,150	-30%	-$288K	0.21%	131
2017 Q3	$869K	Sell	91,597 -11,738	-11%	-$110K	0.18%	160
2017 Q2	$971K	Sell	103,335 -29,529	-22%	-$275K	0.15%	181
2017 Q1	$1.21M	Buy	132,864 +3,063	+2%	+$27.3K	0.16%	188
2016 Q4	$1.1M	Sell	129,801 -2,702	-2%	-$22.7K	0.16%	173
2016 Q3	$1.18M	Buy	132,503 +10,436	+9%	+$87.2K	0.16%	171
2016 Q2	$874K	Buy	+122,067	New	+$851K	0.14%	197

Other funds holding GAIN

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

PFG Advisors Phoenix, Arizona $1.98B AUM 28.18% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Nuveen Fund Advisors's GAIN Position: Q4 2018 in Review

Nuveen Fund Advisors sold out of Gladstone Investment Corp (GAIN) in Q4 2018, closing a stake of 14,978 shares — an estimated $171K sold.

Nuveen Fund Advisors first reported a position in GAIN in Q2 2016 and held it in 10 quarters. The position peaked at $1.21M in Q1 2017. 71 funds tracked by Wall St. Rank hold GAIN as of Q4 2018.

Nuveen Fund Advisors reported no remaining Gladstone Investment Corp position as of Q4 2018 after selling out during the quarter.
Nuveen Fund Advisors sold 14,978 Gladstone Investment Corp shares in Q4 2018, an estimated $171K.
Nuveen Fund Advisors first reported a position in Gladstone Investment Corp in Q2 2016 and held it in 10 quarters.
Nuveen Fund Advisors's Gladstone Investment Corp position peaked at $1.21M in Q1 2017.
71 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q4 2018.

Based on Nuveen Fund Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.