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Stephens Inc’s Gladstone Investment Corp GAIN Stock Holding History

Stephens Inc’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-12,900
Closed -$147K – 1138
2018
Q3 		$147K Sell
12,900
-1,000
-7% -$11.8K ﹤0.01% 1089
2018
Q2 		$164K Buy
+13,900
New +$156K 0.01% 827

Other funds holding GAIN

UBS Group
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AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
DC
Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
PA
PFG Advisors Phoenix, Arizona $1.98B AUM 28.18% 1-Year Est. Return
AM
Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Stephens Inc's GAIN Position: Q4 2018 in Review

Stephens Inc sold out of Gladstone Investment Corp (GAIN) in Q4 2018, closing a stake of 12,900 shares — an estimated $147K sold.

Stephens Inc first reported a position in GAIN in Q2 2018 and held it in 2 quarters. The position peaked at $164K in Q2 2018. 71 funds tracked by Wall St. Rank hold GAIN as of Q4 2018.

  • Stephens Inc reported no remaining Gladstone Investment Corp position as of Q4 2018 after selling out during the quarter.
  • Stephens Inc sold 12,900 Gladstone Investment Corp shares in Q4 2018, an estimated $147K.
  • Stephens Inc first reported a position in Gladstone Investment Corp in Q2 2018 and held it in 2 quarters.
  • Stephens Inc's Gladstone Investment Corp position peaked at $164K in Q2 2018.
  • 71 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q4 2018.

Based on Stephens Inc's 13F filing for Q4 2018, filed 11 Feb 2019.