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Gladstone Investment Corp
GAIN

Overview Fund Activity

70 hedge funds and large institutions have $53.3M invested in Gladstone Investment Corp in 2018 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+5
Holders Change %
+7.69%
% of All Funds
1.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
22
Reduced
24
Closed
9
Calls
$33K
Puts
$254K
Net Calls
-$221K
Net Calls Change
-$3.67M

Top Buyers

1
Millennium Management
Millennium Management
New York
+$1.52M
2
LPL Financial
LPL Financial
California
+$728K
3
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$702K
4
Macquarie Group
Macquarie Group
Australia
+$560K
5
AA
ALPS Advisors
Colorado
+$468K

Top Sellers

1
OA
Outfitter Advisors
Virginia
-$2.79M
2
AIM
Advantage Investment Management
Iowa
-$1.54M
3
UBS Group
UBS Group
Switzerland
-$1.16M
4
Two Sigma Investments
Two Sigma Investments
New York
-$995K
5
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$678K
Name Holding Trade Value Shares
Change 		Shares
Change %
ACS
26
Archford Capital Strategies
Illinois
$510K +$21.2K +1,900 +4%
AA
27
ALPS Advisors
Colorado
$468K +$468K +46,363 New
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$366K +$71.2K +7,054 +24%
RCA
29
Rowland Carmichael Advisors
Arizona
$364K – – –
Wells Fargo
30
Wells Fargo
California
$355K -$39.5K -3,922 -10%
SWP
31
Stratos Wealth Partners
Ohio
$317K -$10.1K -1,000 -3%
MWNA
32
Marshall Wace North America
New York
$313K +$313K +31,007 New
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$267K +$101 +10 +0%
Deutsche Bank
34
Deutsche Bank
Germany
$206K +$185K +18,299 +871%
Tudor Investment Corp
35
Tudor Investment Corp
Connecticut
$204K -$29K -2,867 -12%
EGA
36
Eagle Global Advisors
Texas
$204K +$30.1K +2,977 +17%
SFI
37
Susquehanna Fundamental Investments
Pennsylvania
$195K +$195K +19,356 New
Two Sigma Investments
38
Two Sigma Investments
New York
$194K -$995K -98,606 -84%
GC
39
Guggenheim Capital
Illinois
$191K +$191K +18,924 New
PPA
40
Parametric Portfolio Associates
Washington
$189K -$61 -6 -0%
VF
41
Virtu Financial
New York
$181K +$181K +17,894 New
SI
42
Sprott Inc
Ontario, Canada
$172K – – –
RJA
43
Raymond James & Associates
Florida
$155K -$25.3K -2,502 -14%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$137K +$137K +13,567 New
BTS
45
BB&T Securities
Virginia
$120K +$6.04K +600 +5%
SAS
46
Stelac Advisory Services
New York
$115K +$115K +11,358 New
AG
47
Aperio Group
California
$113K +$113K +11,196 New
PG
48
PEAK6 Group
Illinois
$104K +$77.3K +7,675 +290%
Creative Planning
49
Creative Planning
Kansas
$101K – – –
DIA
50
Dana Investment Advisors
Wisconsin
$101K +$101K +10,000 New
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