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Gladstone Investment Corp
GAIN

Overview Fund Activity

65 hedge funds and large institutions have $63.5M invested in Gladstone Investment Corp in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
-1
Holders Change %
-1.52%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
21
Reduced
21
Closed
11
Calls
$3.68M
Puts
$238K
Net Calls
+$3.45M
Net Calls Change
+$3.31M

Top Buyers

1
Millennium Management
Millennium Management
New York
+$818K
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$678K
3
LPL Financial
LPL Financial
California
+$601K
4
California Public Employees Retirement System
California Public Employees Retirement System
California
+$453K
5
SWM
Stockman Wealth Management
Montana
+$269K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$1.03M
2
DC
Davenport & Co
Virginia
-$825K
3
UBS Group
UBS Group
Switzerland
-$611K
4
Morgan Stanley
Morgan Stanley
New York
-$607K
5
IAM
ICM Asset Management
Washington
-$582K
Name Holding Trade Value Shares
Change 		Shares
Change %
SIS
26
Sound Income Strategies
Florida
$594K +$594K +56,833 New
CWM
27
Cornerstone Wealth Management
Missouri
$590K +$30.7K +2,758 +5%
ACS
28
Archford Capital Strategies
Illinois
$489K -$89.4K -8,000 -15%
Wells Fargo
29
Wells Fargo
California
$436K -$44.6K -4,000 -9%
RCA
30
Rowland Carmichael Advisors
Arizona
$402K -$64K -5,730 -14%
SWP
31
Stratos Wealth Partners
Ohio
$362K +$187K +16,768 +107%
CIM
32
Confluence Investment Management
Missouri
$328K – – –
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$326K -$3.37K -302 -1%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$295K +$105K +9,452 +56%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$280K +$64K +5,737 +30%
SWM
36
Stockman Wealth Management
Montana
$269K +$269K +10,500 New
Tudor Investment Corp
37
Tudor Investment Corp
Connecticut
$257K +$105K +9,455 +69%
JPMorgan Chase & Co
38
JPMorgan Chase & Co
New York
$219K -$119K -10,650 -35%
PPA
39
Parametric Portfolio Associates
Washington
$209K -$347 -31 -0.2%
RJA
40
Raymond James & Associates
Florida
$199K -$12.1K -1,082 -6%
EGA
41
Eagle Global Advisors
Texas
$192K – – –
SI
42
Sprott Inc
Ontario, Canada
$189K – – –
DWM
43
Doyle Wealth Management
Florida
$133K – – –
BTS
44
BB&T Securities
Virginia
$126K +$1.22K +110 +1%
Creative Planning
45
Creative Planning
Kansas
$112K -$3.36K -300 -3%
Russell Investments Group
46
Russell Investments Group
United Kingdom
$82K +$82K +7,331 New
AG
47
Advisor Group
Arizona
$76K +$66.7K +6,000 +714%
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$72K -$7.19K -647 -9%
RQS
49
Ramsey Quantitative Systems
Kentucky
$64K +$64K +5,699 New
NSIM
50
North Star Investment Management
Illinois
$56K – – –
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2
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