Gladstone Investment Corp
GAIN
65 hedge funds and large institutions have $63.5M invested in Gladstone Investment Corp in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 21 reducing their positions, and 11 closing their positions.
1,447% more call options, than puts
Call options by funds: $3.68M | Put options by funds: $238K
14% more capital invested
Capital invested by funds: $55.7M → $63.5M (+$7.75M)
0% more repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 21
0.6% less ownership
Funds ownership: 18.05% → 17.46% (-0.6%)
9% less first-time investments, than exits
New positions opened: 10 | Existing positions closed: 11
2% less funds holding
Funds holding: 66 → 65 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Millennium Management
New York
|
+$776K |
| 2 |
Arrowstreet Capital
Boston,
Massachusetts
|
+$644K |
| 3 |
LPL Financial
San Diego,
California
|
+$570K |
| 4 |
California Public Employees Retirement System
Sacramento,
California
|
+$430K |
| 5 |
BlackRock
New York
|
+$182K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$976K |
| 2 |
DC
Davenport & Co
Richmond,
Virginia
|
-$783K |
| 3 |
IAM
ICM Asset Management
Spokane,
Washington
|
-$582K |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$580K |
| 5 |
Morgan Stanley
New York
|
-$576K |
GAIN Hedge Fund Activity: Q4 2017 in Review
65 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2017, worth a combined $63.5M — up 14% from $55.7M a quarter earlier.
Sellers outnumbered buyers: 11 funds closed out of GAIN and 10 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 21 added.
The largest buyer was Millennium Management, adding an estimated $776K. The largest seller was Advisors Asset Management, cutting an estimated $976K.
- 65 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2017, down from 66 in Q3 2017.
- Funds reported $63.5M of Gladstone Investment Corp stock for Q4 2017, up 14% quarter-over-quarter.
- 10 funds opened new Gladstone Investment Corp positions in Q4 2017 and 11 closed out, a net change of -1 holder.
- The largest Gladstone Investment Corp buyer in Q4 2017 was Millennium Management, an estimated $776K added.
- The largest Gladstone Investment Corp seller in Q4 2017 was Advisors Asset Management, an estimated $976K sold.
Based on aggregated 13F filings for Q4 2017.