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First Trust Small Cap Core AlphaDEX Fund

69 hedge funds and large institutions have $215M invested in First Trust Small Cap Core AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 32 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
69
Holders Change
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
21
Reduced
32
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$244K -$176K -3,525 -42%
HPC
52
HM Payson & Co
Maine
$243K -$5.37K -108 -2%
WI
53
Wintrust Investments
Illinois
$233K +$233K +4,682 New
SWP
54
Stratos Wealth Partners
Ohio
$227K +$227K +4,567 New
VFA
55
Voya Financial Advisors
Connecticut
$212K +$212K +4,309 New
CS
56
Credit Suisse
Switzerland
$209K +$209K +4,203 New
Citigroup
57
Citigroup
New York
$175K +$399 +8 +0.2%
CPIG
58
Chicago Partners Investment Group
Illinois
$135K -$26.4K -531 -16%
TWA
59
TCI Wealth Advisors
Arizona
$133K +$133K +2,673 New
IWM
60
Integrated Wealth Management
California
$80K +$42.3K +845 +112%
WA
61
WFG Advisors
Texas
$73K -$3.72K -75 -5%
NFG
62
Next Financial Group
Texas
$31K -$20.2K -400 -39%
BFEC
63
Benjamin F. Edwards & Company
Missouri
$19K
WAP
64
Wealthcare Advisory Partners
Pennsylvania
$19K
Carson Wealth (CWM LLC)
65
Carson Wealth (CWM LLC)
Nebraska
$11K -$18.2K -359 -62%
Manulife (Manufacturers Life Insurance)
66
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$10K +$3.56K +74 +55%
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$10K +$10K +192 New
ASN
68
Advisory Services Network
Georgia
$5K -$4.74K -91 -49%
Jane Street
69
Jane Street
New York
-$1.77M -38,368 Closed
VKH
70
Virtu KCG Holdings
New York
-$884K -19,206 Closed
TH
71
Timber Hill
Connecticut
-$241K -5,239 Closed
Creative Planning
72
Creative Planning
Kansas
-$6K -140 Closed
CFG
73
Citizens Financial Group
Rhode Island
-$6K -125 Closed
TRCT
74
Tower Research Capital (TRC)
New York
-$4K -80 Closed