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First Trust Small Cap Core AlphaDEX Fund

69 hedge funds and large institutions have $215M invested in First Trust Small Cap Core AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 32 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

10% more capital invested

Capital invested by funds: $196M → $215M (+$18.9M)

0.61% more ownership

Funds ownership: 44.56%45.16% (+0.61%)

0% more funds holding

Funds holding: 6969 (0)

34% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 32

Holders
69
Holders Change
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
21
Reduced
32
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$244K -$172K -3,525 -42%
HPC
52
HM Payson & Co
Maine
$243K -$5.27K -108 -2%
WI
53
Wintrust Investments
Illinois
$233K +$228K +4,682 New
SWP
54
Stratos Wealth Partners
Ohio
$227K +$223K +4,567 New
VFA
55
Voya Financial Advisors
Connecticut
$212K +$210K +4,309 New
CS
56
Credit Suisse
Switzerland
$209K +$205K +4,203 New
Citigroup
57
Citigroup
New York
$175K +$390 +8 +0.2%
CPIG
58
Chicago Partners Investment Group
Illinois
$135K -$25.9K -531 -16%
TWA
59
TCI Wealth Advisors
Arizona
$133K +$130K +2,673 New
IWMPD
60
Integrated Wealth Management (Palm Desert)
California
$80K +$41.2K +845 +112%
WA
61
WFG Advisors
Texas
$73K -$3.66K -75 -5%
NFG
62
Next Financial Group
Texas
$31K -$19.5K -400 -39%
BFEC
63
Benjamin F. Edwards & Company
Missouri
$19K
WAP
64
Wealthcare Advisory Partners
Pennsylvania
$19K
Carson Wealth (CWM LLC)
65
Carson Wealth (CWM LLC)
Nebraska
$11K -$17.5K -359 -62%
Manulife (Manufacturers Life Insurance)
66
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$10K +$3.61K +74 +55%
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$10K +$9.37K +192 New
ASN
68
Advisory Services Network
Georgia
$5K -$4.44K -91 -49%
Jane Street
69
Jane Street
New York
-$1.77M -38,368 Closed
VKH
70
Virtu KCG Holdings
New York
-$884K -19,206 Closed
TH
71
Timber Hill
Connecticut
-$241K -5,239 Closed
Creative Planning
72
Creative Planning
Kansas
-$6K -140 Closed
CFG
73
Citizens Financial Group
Rhode Island
-$6K -125 Closed
TRCT
74
Tower Research Capital (TRC)
New York
-$4K -80 Closed

FYX Hedge Fund Activity: Q3 2016 in Review

69 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2016, worth a combined $215M — up 9.6% from $196M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FYX positions and 6 closed out — a net gain of 4 holders — while 21 added to existing stakes and 32 trimmed.

The largest buyer was Wells Fargo, adding an estimated $7.34M. The largest seller was Envestnet Asset Management, cutting an estimated $3.66M.

  • 69 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $215M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2016, up 9.6% quarter-over-quarter.
  • 10 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2016 and 6 closed out, a net change of +4 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2016 was Wells Fargo, an estimated $7.34M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2016 was Envestnet Asset Management, an estimated $3.66M sold.

Based on aggregated 13F filings for Q3 2016.