TCI Wealth Advisors’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

TCI Wealth Advisors’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-79	Closed	-$7K	–	2448
2021 Q2	$7K	Buy	+79	New	+$7.35K	﹤0.01%	1202
2017 Q2	–	Sell	-2,673	Closed	-$145K	–	1351
2017 Q1	$145K	Hold	2,673	–	–	0.08%	171
2016 Q4	$144K	Hold	2,673	–	–	0.08%	178
2016 Q3	$133K	Buy	+2,673	New	+$130K	0.07%	176

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

TCI Wealth Advisors's FYX Position: Q3 2021 in Review

TCI Wealth Advisors sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q3 2021, closing a stake of 79 shares — an estimated $7K sold.

TCI Wealth Advisors first reported a position in FYX in Q3 2016 and held it in 4 quarters. The position peaked at $145K in Q1 2017. 117 funds tracked by Wall St. Rank hold FYX as of Q3 2021.

TCI Wealth Advisors reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q3 2021 after selling out during the quarter.
TCI Wealth Advisors sold 79 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2021, an estimated $7K.
TCI Wealth Advisors first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2016 and held it in 4 quarters.
TCI Wealth Advisors's First Trust Small Cap Core AlphaDEX Fund position peaked at $145K in Q1 2017.
117 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2021.

Based on TCI Wealth Advisors's 13F filing for Q3 2021, filed 29 Oct 2021.