Carson Wealth (CWM LLC)’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Carson Wealth (CWM LLC)’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$3.08M	Sell	25,841 -1,082	-4%	-$131K	0.01%	1015
2025 Q4	$3.05M	Sell	26,923 -1,335	-5%	-$148K	0.01%	983
2025 Q3	$3.08M	Buy	28,258 +59	+0.2%	+$6.13K	0.01%	906
2025 Q2	$2.74M	Sell	28,199 -28,010	-50%	-$2.53M	0.01%	826
2025 Q1	$5.06M	Buy	56,209 +2,460	+5%	+$241K	0.02%	527
2024 Q4	$5.43M	Buy	53,749 +49,300	+1,108%	+$5.09M	0.02%	456
2024 Q3	$443K	Sell	4,449 -1,258	-22%	-$121K	﹤0.01%	1367
2024 Q2	$516K	Buy	5,707 +1,258	+28%	+$114K	﹤0.01%	1183
2024 Q1	$415K	Hold	4,449	–	–	﹤0.01%	1201
2023 Q4	$407K	Hold	4,449	–	–	﹤0.01%	1135
2023 Q3	$359K	Buy	4,449 +1,538	+53%	+$130K	﹤0.01%	1096
2023 Q2	$239K	Hold	2,911	–	–	﹤0.01%	1186
2023 Q1	$235K	Hold	2,911	–	–	﹤0.01%	1140
2022 Q4	$228K	Hold	2,911	–	–	﹤0.01%	1049
2022 Q3	$212K	Hold	2,911	–	–	﹤0.01%	1025
2022 Q2	$223K	Hold	2,911	–	–	﹤0.01%	1007
2022 Q1	$267K	Buy	2,911 +1	+0%	+$91	﹤0.01%	930
2021 Q4	$282K	Buy	+2,910	New	+$280K	﹤0.01%	899
2021 Q2	$271K	Hold	2,907	–	–	﹤0.01%	808
2021 Q1	$271K	Hold	2,907	–	–	﹤0.01%	808
2020 Q4	$271K	Hold	2,907	–	–	﹤0.01%	808
2020 Q3	$271K	Hold	2,907	–	–	﹤0.01%	808
2020 Q2	$271K	Hold	2,907	–	–	﹤0.01%	808
2020 Q1	$271K	Hold	2,907	–	–	﹤0.01%	808
2019 Q4	$271K	Hold	2,907	–	–	﹤0.01%	808
2019 Q3	$271K	Hold	2,907	–	–	﹤0.01%	808
2019 Q2	$271K	Hold	2,907	–	–	﹤0.01%	808
2019 Q1	$271K	Buy	+2,907	New	+$177K	﹤0.01%	808
2017 Q1	–	Sell	-110	Closed	-$6K	–	1221
2016 Q4	$6K	Sell	110 -107	-49%	-$5.46K	﹤0.01%	819
2016 Q3	$11K	Sell	217 -359	-62%	-$17.5K	﹤0.01%	673
2016 Q2	$27K	Buy	+576	New	+$26.1K	﹤0.01%	432

Other funds holding FYX

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Carson Wealth (CWM LLC)'s FYX Position: Q1 2026 in Review

Carson Wealth (CWM LLC) reduced its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 4% in Q1 2026, selling an estimated $131K and leaving 25,841 shares worth $3.08M. The position accounts for 0.01% of the portfolio, ranked #1015.

Carson Wealth (CWM LLC) first reported a position in FYX in Q2 2016 and has held it in 31 quarters since. The position peaked at $5.43M in Q4 2024. 181 funds tracked by Wall St. Rank hold FYX as of Q1 2026.

Carson Wealth (CWM LLC) held 25,841 shares of First Trust Small Cap Core AlphaDEX Fund worth $3.08M as of Q1 2026.
Carson Wealth (CWM LLC) sold 1,082 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2026, an estimated $131K.
First Trust Small Cap Core AlphaDEX Fund made up 0.01% of Carson Wealth (CWM LLC)'s portfolio in Q1 2026, its #1015 holding.
Carson Wealth (CWM LLC) first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2016 and has held it in 31 quarters since.
Carson Wealth (CWM LLC)'s First Trust Small Cap Core AlphaDEX Fund position peaked at $5.43M in Q4 2024.
181 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2026.

Based on Carson Wealth (CWM LLC)'s 13F filing for Q1 2026, filed 14 May 2026.