Wintrust Investments’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Wintrust Investments’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-21,029	Closed	-$1.26M	–	361
2019 Q3	$1.26M	Buy	21,029 +420	+2%	+$25.2K	0.19%	95
2019 Q2	$1.27M	Buy	20,609 +744	+4%	+$45.6K	0.19%	97
2019 Q1	$1.23M	Sell	19,865 -4,917	-20%	-$299K	0.2%	98
2018 Q4	$1.34M	Buy	24,782 +659	+3%	+$40K	0.25%	81
2018 Q3	$1.66M	Sell	24,123 -1,022	-4%	-$70K	0.27%	71
2018 Q2	$1.66M	Buy	25,145 +1,026	+4%	+$65.4K	0.29%	65
2018 Q1	$1.45M	Buy	24,119 +881	+4%	+$54K	0.37%	48
2017 Q4	$1.42M	Sell	23,238 -933	-4%	-$55.8K	0.33%	61
2017 Q3	$1.43M	Sell	24,171 -2,934	-11%	-$163K	0.36%	57
2017 Q2	$1.51M	Sell	27,105 -741	-3%	-$40.4K	0.4%	53
2017 Q1	$1.51M	Buy	27,846 +4,376	+19%	+$237K	0.43%	46
2016 Q4	$1.26M	Buy	23,470 +18,788	+401%	+$959K	0.53%	28
2016 Q3	$233K	Buy	+4,682	New	+$228K	0.11%	167

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

PCM

Peak Capital Management Greenwood Village, Colorado $93.5M AUM 2.28% 1-Year Est. Return

Wintrust Investments's FYX Position: Q4 2019 in Review

Wintrust Investments sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q4 2019, closing a stake of 21,029 shares — an estimated $1.26M sold.

Wintrust Investments first reported a position in FYX in Q3 2016 and held it in 13 quarters. The position peaked at $1.66M in Q3 2018. 110 funds tracked by Wall St. Rank hold FYX as of Q4 2019.

Wintrust Investments reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Wintrust Investments sold 21,029 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2019, an estimated $1.26M.
Wintrust Investments first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2016 and held it in 13 quarters.
Wintrust Investments's First Trust Small Cap Core AlphaDEX Fund position peaked at $1.66M in Q3 2018.
110 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2019.

Based on Wintrust Investments's 13F filing for Q4 2019, filed 14 Feb 2020.