First Trust Small Cap Core AlphaDEX Fund
68 hedge funds and large institutions have $341M invested in First Trust Small Cap Core AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 29 increasing their positions, 23 reducing their positions, and 3 closing their positions.
233% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 3
200% more funds holding in top 10
Funds holding in top 10: 1 → 3 (+2)
26% more repeat investments, than reductions
Existing positions increased: 29 | Existing positions reduced: 23
10% more funds holding
Funds holding: 62 → 68 (+6)
1.19% more ownership
Funds ownership: 58.3% → 59.49% (+1.2%)
1% less capital invested
Capital invested by funds: $344M → $341M (-$2.94M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$16.6M |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$3.43M |
| 3 |
Citadel Advisors
Miami,
Florida
|
+$1.65M |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
+$1.01M |
| 5 |
Goldman Sachs
New York
|
+$976K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$13.9M |
| 2 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$5.37M |
| 3 |
AIM
Astor Investment Management
Chicago,
Illinois
|
-$3.31M |
| 4 |
Wells Fargo
San Francisco,
California
|
-$2.56M |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$2.29M |
FYX Hedge Fund Activity: Q4 2015 in Review
68 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2015, worth a combined $341M — down 0.86% from $344M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new FYX positions and 3 closed out — a net gain of 7 holders — while 29 added to existing stakes and 23 trimmed.
The largest buyer was LPL Financial, adding an estimated $16.6M. The largest seller was Morgan Stanley, cutting an estimated $13.9M.
- 68 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2015, up from 62 in Q3 2015.
- Funds reported $341M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2015, down 0.86% quarter-over-quarter.
- 10 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2015 and 3 closed out, a net change of +7 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $16.6M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2015 was Morgan Stanley, an estimated $13.9M sold.
Based on aggregated 13F filings for Q4 2015.