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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

68 hedge funds and large institutions have $240M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 18 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
+7
Holders Change %
+11.48%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
29
Reduced
18
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$27.9M
2
LPL Financial
2
LPL Financial
California
$25.6M
3
Wells Fargo
3
Wells Fargo
California
$41.3M
4
Stifel Financial
4
Stifel Financial
Missouri
$8.69M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$14.8M

Top Sellers

1
BCM
1
Brookstone Capital Management
Illinois
$580K
2
Truist Financial
2
Truist Financial
North Carolina
$20.3M
3
UBS Group
3
UBS Group
Switzerland
$3.24M
4
SPC
4
Sigma Planning Corp
Michigan
$4.3M
5
Bank of America
5
Bank of America
North Carolina
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
ASN
51
Advisory Services Network
Georgia
$290K +$11.1K +218 +4%
SMC
52
Smith, Moore & Co
Missouri
$281K +$559 +11 +0.2%
KA
53
Kovack Advisors
Florida
$229K +$229K +4,496 New
WWM
54
Wagner Wealth Management
South Carolina
$208K +$16.9K +332 +9%
AWA
55
Arkadios Wealth Advisors
Georgia
$206K +$107K +2,107 +108%
IWA
56
Intercontinental Wealth Advisors
Texas
$204K -$128K -2,500 -38%
SFPG
57
Stonebridge Financial Planning Group
Florida
$172K – – –
FFA
58
Founders Financial Alliance
North Carolina
$142K – – –
CWM
59
Cranbrook Wealth Management
Michigan
$93K – – –
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$70K -$3K -59 -4%
CFGS
61
Concourse Financial Group Securities
Alabama
$67K +$40.5K +795 +153%
Fidelity Investments
62
Fidelity Investments
Massachusetts
$53K – – –
GRP
63
Global Retirement Partners
California
$45K -$459 -9 -1%
TFA
64
Transamerica Financial Advisors
Florida
$33K -$4.51K -88 -12%
CFA
65
Carroll Financial Associates
North Carolina
$30K -$96.2K -1,921 -76%
IA
66
IFP Advisors
Florida
$19K – – –
APA
67
American Portfolios Advisors
New York
$5.09K – – –
RG
68
Retirement Group
California
$1K – – –
Bank of America
69
Bank of America
North Carolina
– -$1.32M -26,140 Closed
AIC
70
Ameritas Investment Company
Nebraska
– -$25.9K -514 Closed
EP
71
Eudaimonia Partners
Tennessee
– -$1K -16 Closed
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