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First Trust Small Cap Value AlphaDEX Fund

68 hedge funds and large institutions have $240M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 18 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

61% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 18

26% more capital invested

Capital invested by funds: $190M → $240M (+$49.9M)

11% more funds holding

Funds holding: 6168 (+7)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.34% less ownership

Funds ownership: 75.62%74.29% (-1.3%)

Holders
68
Holders Change
+7
Holders Change %
+11.48%
% of All Funds
1.18%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
29
Reduced
18
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ASN
51
Advisory Services Network
Georgia
$290K +$11.3K +218 +4%
SMC
52
Smith, Moore & Co
Missouri
$281K +$571 +11 +0.2%
KA
53
Kovack Advisors
Florida
$229K +$233K +4,496 New
WWMSC
54
Wagner Wealth Management (South Carolina)
South Carolina
$208K +$17.2K +332 +9%
AWA
55
Arkadios Wealth Advisors
Georgia
$206K +$109K +2,107 +108%
IWA
56
Intercontinental Wealth Advisors
Texas
$204K -$130K -2,500 -38%
SFPG
57
Stonebridge Financial Planning Group
Florida
$172K
FFA
58
Founders Financial Alliance
North Carolina
$142K
CWM
59
Cranbrook Wealth Management
Michigan
$93K
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$70K -$3.06K -59 -4%
CFGS
61
Concourse Financial Group Securities
Alabama
$67K +$41.2K +795 +153%
Fidelity Investments
62
Fidelity Investments
Massachusetts
$53K
GRP
63
Global Retirement Partners
California
$45K -$467 -9 -1%
TFA
64
Transamerica Financial Advisors
Florida
$33K -$4.57K -88 -12%
CFA
65
Carroll Financial Associates
North Carolina
$30K -$99.6K -1,921 -76%
IA
66
IFP Advisors
Florida
$19K
APA
67
American Portfolios Advisors
New York
$5.09K
RG
68
Retirement Group
California
$1K
Bank of America
69
Bank of America
North Carolina
-$1.31M -26,140 Closed
AIC
70
Ameritas Investment Company
Nebraska
-$25.9K -514 Closed
EP
71
Eudaimonia Partners
Tennessee
-$1K -16 Closed

FYT Hedge Fund Activity: Q2 2021 in Review

68 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2021, worth a combined $240M — up 26% from $190M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FYT positions and 3 closed out — a net gain of 8 holders — while 29 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $14.9M. The largest seller was Brookstone Capital Management, cutting an estimated $2.9M.

  • 68 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2021, up from 61 in Q1 2021.
  • Funds reported $240M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2021, up 26% quarter-over-quarter.
  • 11 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2021 and 3 closed out, a net change of +8 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2021 was Morgan Stanley, an estimated $14.9M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2021 was Brookstone Capital Management, an estimated $2.9M sold.

Based on aggregated 13F filings for Q2 2021.