Carroll Financial Associates’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

Carroll Financial Associates’s Portfolio FYT Stock Details FYT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-599	Closed	-$30K	–	1824
2021 Q2	$30K	Sell	599 -1,921	-76%	-$99.6K	﹤0.01%	961
2021 Q1	$126K	Buy	+2,520	New	+$119K	0.01%	510

Other funds holding FYT

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

GVAG

Great Valley Advisor Group Wilmington, Delaware $5.5B AUM 20.56% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

OPOWM

One Plus One Wealth Management Jupiter, Florida $232M AUM 28.06% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Carroll Financial Associates's FYT Position: Q3 2021 in Review

Carroll Financial Associates sold out of First Trust Small Cap Value AlphaDEX Fund (FYT) in Q3 2021, closing a stake of 599 shares — an estimated $30K sold.

Carroll Financial Associates first reported a position in FYT in Q1 2021 and held it in 2 quarters. The position peaked at $126K in Q1 2021. 55 funds tracked by Wall St. Rank hold FYT as of Q3 2021.

Carroll Financial Associates reported no remaining First Trust Small Cap Value AlphaDEX Fund position as of Q3 2021 after selling out during the quarter.
Carroll Financial Associates sold 599 First Trust Small Cap Value AlphaDEX Fund shares in Q3 2021, an estimated $30K.
Carroll Financial Associates first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q1 2021 and held it in 2 quarters.
Carroll Financial Associates's First Trust Small Cap Value AlphaDEX Fund position peaked at $126K in Q1 2021.
55 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q3 2021.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.