We are live on ! Find out more
FYT icon

First Trust Small Cap Value AlphaDEX Fund
FYT

68 hedge funds and large institutions have $240M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 18 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

61% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 18

26% more capital invested

Capital invested by funds: $190M → $240M (+$49.9M)

11% more funds holding

Funds holding: 61 → 68 (+7)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1.34% less ownership

Funds ownership: 75.62% → 74.29% (-1.3%)

Holders
68
Holders Change
+7
Holders Change %
+11.48%
% of All Funds
1.18%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
29
Reduced
18
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$14.9M
2
LPL Financial
LPL Financial
California
+$9.24M
3
Wells Fargo
Wells Fargo
California
+$8.49M
4
Stifel Financial
Stifel Financial
Missouri
+$6.45M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.5M

Top Sellers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
-$2.9M
2
Truist Financial
Truist Financial
North Carolina
-$2.59M
3
UBS Group
UBS Group
Switzerland
-$2.11M
4
SPC
Sigma Planning Corp
Michigan
-$1.41M
5
Bank of America
Bank of America
North Carolina
-$1.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
OMC
26
Old Mission Capital
Illinois
$1.47M +$409K +7,878 +38%
HI
27
Harbour Investments
Wisconsin
$1.42M +$1.36M +26,253 +1,591%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$1.28M +$205K +3,958 +19%
US Bancorp
29
US Bancorp
Minnesota
$1.27M -$110K -2,125 -8%
GSC
30
G&S Capital
Colorado
$1.05M +$1.07M +20,558 New
CFD
31
Creative Financial Designs
Indiana
$997K +$1.02M +19,587 New
KAS
32
Kestra Advisory Services
Texas
$875K +$140K +2,697 +19%
Koshinski Asset Management
33
Koshinski Asset Management
Illinois
$758K -$594K -11,442 -43%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$755K +$503K +9,695 +189%
MOS
35
MGO One Seven
Ohio
$749K +$763K +14,715 New
CWM
36
Cornerstone Wealth Management
Missouri
$739K +$752K +14,506 New
Citadel Advisors
37
Citadel Advisors
Florida
$738K -$106K -2,050 -12%
TRCT
38
Tower Research Capital (TRC)
New York
$699K +$712K +13,718 New
ARC
39
Advisor Resource Council
Texas
$624K +$635K +12,246 New
BCM
40
Brookstone Capital Management
Illinois
$580K -$2.9M -55,880 -83%
LS
41
Leelyn Smith
Illinois
$531K +$541K +10,421 New
SWM
42
Spire Wealth Management
Virginia
$525K +$535K +10,320 New
MCM
43
MAI Capital Management
Ohio
$471K +$480K +9,250 New
MRCM
44
M&R Capital Management
New Jersey
$436K – – –
DADC
45
D.A. Davidson & Co
Montana
$402K -$14.4K -278 -3%
CPIG
46
Chicago Partners Investment Group
Illinois
$360K +$14.6K +282 +4%
Citigroup
47
Citigroup
New York
$354K – – –
PB
48
Pinnacle Bancorp
Nebraska
$341K – – –
KPWS
49
Kestra Private Wealth Services
Texas
$334K +$13.7K +264 +4%
PA
50
PFG Advisors
Arizona
$332K +$2.65K +51 +0.8%
1
2
3

FYT Hedge Fund Activity: Q2 2021 in Review

68 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2021, worth a combined $240M — up 26% from $190M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FYT positions and 3 closed out — a net gain of 8 holders — while 29 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $14.9M. The largest seller was Brookstone Capital Management, cutting an estimated $2.9M.

  • 68 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2021, up from 61 in Q1 2021.
  • Funds reported $240M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2021, up 26% quarter-over-quarter.
  • 11 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2021 and 3 closed out, a net change of +8 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2021 was Morgan Stanley, an estimated $14.9M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2021 was Brookstone Capital Management, an estimated $2.9M sold.

Based on aggregated 13F filings for Q2 2021.