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First Trust Small Cap Value AlphaDEX Fund
FYT

61 hedge funds and large institutions have $190M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 24 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,000% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 1

200% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 8

131% more capital invested

Capital invested by funds: $82.3M → $190M (+$108M)

49% more funds holding

Funds holding: 41 → 61 (+20)

9.67% more ownership

Funds ownership: 65.95% → 75.62% (+9.7%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
61
Holders Change
+20
Holders Change %
+48.78%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
24
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$19.5M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$8.41M
3
LPL Financial
LPL Financial
California
+$7.19M
4
SPC
Sigma Planning Corp
Michigan
+$5.28M
5
First Trust Advisors
First Trust Advisors
Illinois
+$4.75M

Top Sellers

Rank Fund Capital Flow
1
FI
FormulaFolio Investments
Michigan
-$1.32M
2
SMF
Sterling Manor Financial
New York
-$900K
3
Citadel Advisors
Citadel Advisors
Florida
-$867K
4
Truist Financial
Truist Financial
North Carolina
-$789K
5
Bank of America
Bank of America
North Carolina
-$638K
Name Holding Trade Value Shares
Change 		Change in
Stake
Koshinski Asset Management
26
Koshinski Asset Management
Illinois
$1.32M +$50.7K +1,071 +4%
Bank of America
27
Bank of America
North Carolina
$1.31M -$638K -13,492 -34%
HR
28
Hayden Royal
North Carolina
$1.07M +$1M +21,213 New
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$1.06M +$571K +12,070 +133%
OMC
30
Old Mission Capital
Illinois
$1.05M +$988K +20,887 New
Citadel Advisors
31
Citadel Advisors
Florida
$831K -$867K -18,320 -53%
KAS
32
Kestra Advisory Services
Texas
$729K +$686K +14,492 New
MRCM
33
M&R Capital Management
New Jersey
$430K – – –
DADC
34
D.A. Davidson & Co
Montana
$411K +$48.3K +1,021 +14%
CPIG
35
Chicago Partners Investment Group
Illinois
$359K -$2.03K -43 -0.6%
Citigroup
36
Citigroup
New York
$349K – – –
PB
37
Pinnacle Bancorp
Nebraska
$337K +$61.5K +1,300 +24%
IWA
38
Intercontinental Wealth Advisors
Texas
$327K – – –
PA
39
PFG Advisors
Arizona
$326K +$306K +6,472 New
KPWS
40
Kestra Private Wealth Services
Texas
$317K +$298K +6,291 New
SMC
41
Smith, Moore & Co
Missouri
$278K +$568 +12 +0.2%
ASN
42
Advisory Services Network
Georgia
$275K +$256K +5,406 +8,447%
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$258K +$243K +5,127 New
WWMSC
44
Wagner Wealth Management (South Carolina)
South Carolina
$189K +$64K +1,352 +56%
SFPG
45
Stonebridge Financial Planning Group
Florida
$173K +$161K +3,395 New
FFA
46
Founders Financial Alliance
North Carolina
$148K – – –
CFA
47
Carroll Financial Associates
North Carolina
$126K +$119K +2,520 New
AWA
48
Arkadios Wealth Advisors
Georgia
$98K +$9.65K +204 +12%
CWM
49
Cranbrook Wealth Management
Michigan
$92K – – –
HI
50
Harbour Investments
Wisconsin
$83K +$78K +1,650 New
1
2
3

FYT Hedge Fund Activity: Q1 2021 in Review

61 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2021, worth a combined $190M — up 131% from $82.3M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FYT positions and 1 closed out — a net gain of 20 holders — while 24 added to existing stakes and 8 trimmed.

The largest buyer was Wells Fargo, adding an estimated $19.5M. The largest seller was FormulaFolio Investments, exiting entirely with an estimated $1.32M sold.

  • 61 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2021, up from 41 in Q4 2020.
  • Funds reported $190M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2021, up 131% quarter-over-quarter.
  • 21 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2021 and 1 closed out, a net change of +20 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2021 was Wells Fargo, an estimated $19.5M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2021 was FormulaFolio Investments, an estimated $1.32M sold.

Based on aggregated 13F filings for Q1 2021.