First Trust Small Cap Value AlphaDEX Fund
FYT
30 hedge funds and large institutions have $29.1M invested in First Trust Small Cap Value AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 7 closing their positions.
0.49% less ownership
Funds ownership: 48.58% → 48.09% (-0.49%)
1% less capital invested
Capital invested by funds: $29.3M → $29.1M (-$191K)
14% less funds holding
Funds holding: 35 → 30 (-5)
17% less repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 12
57% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 7
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GIA
Gladstone Institutional Advisory
Palm Beach Gardens,
Florida
|
+$2M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$976K |
| 3 |
CS
Credit Suisse
Zurich,
Switzerland
|
+$279K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$213K |
| 5 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$197K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$923K |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$761K |
| 3 |
Morgan Stanley
New York
|
-$575K |
| 4 |
CWM
Cornerstone Wealth Management
St. Peters,
Missouri
|
-$257K |
| 5 |
IWA
Intercontinental Wealth Advisors
San Antonio,
Texas
|
-$255K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $95K | -$16.6K | -476 | -15% |
|
|
GWM
27
Geneos Wealth Management
Englewood,
Colorado
| $56K | – | – | – |
|
|
SPIA
28
Steward Partners Investment Advisory
New York
| $13K | +$14K | +400 | New |
|
|
RIA
29
Realta Investment Advisors
Wilmington,
Delaware
| $12K | +$35 | +1 | +0.3% |
|
|
IWA
30
Intercontinental Wealth Advisors
San Antonio,
Texas
| – | -$255K | -7,250 | Closed |
|
|
SAM
31
Sequent Asset Management
Houston,
Texas
| – | -$206K | -5,855 | Closed |
|
|
SMC
32
Smith, Moore & Co
Clayton,
Missouri
| – | -$201K | -5,736 | Closed |
|
|
CWA
33
Clarus Wealth Advisors
Peoria,
Arizona
| – | -$118K | -3,360 | Closed |
|
|
CA
34
Cetera Advisors
Denver,
Colorado
| – | -$61K | -1,701 | Closed |
|
|
CWM
35
Cornerstone Wealth Management
St. Peters,
Missouri
| – | -$257K | -799 | Closed |
|
|
OIA
36
Optimum Investment Advisors
Chicago,
Illinois
| – | -$26K | -736 | Closed |
|
FYT Hedge Fund Activity: Q2 2019 in Review
30 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2019, worth a combined $29.1M — down 0.65% from $29.3M a quarter earlier.
Sellers outnumbered buyers: 7 funds closed out of FYT and 3 opened new positions — a net loss of 4 holders — while 12 trimmed existing stakes and 10 added.
The largest buyer was Gladstone Institutional Advisory, adding an estimated $2M. The largest seller was Wells Fargo, cutting an estimated $923K.
- 30 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2019, down from 35 in Q1 2019.
- Funds reported $29.1M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2019, down 0.65% quarter-over-quarter.
- 3 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2019 and 7 closed out, a net change of -4 holders.
- The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2019 was Gladstone Institutional Advisory, an estimated $2M added.
- The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2019 was Wells Fargo, an estimated $923K sold.
Based on aggregated 13F filings for Q2 2019.