First Trust Small Cap Value AlphaDEX Fund
FYT
35 hedge funds and large institutions have $29.3M invested in First Trust Small Cap Value AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 4 closing their positions.
70% more repeat investments, than reductions
Existing positions increased: 17 | Existing positions reduced: 10
25% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 4
18% more capital invested
Capital invested by funds: $24.9M → $29.3M (+$4.36M)
3% more funds holding
Funds holding: 34 → 35 (+1)
0.13% less ownership
Funds ownership: 48.71% → 48.58% (-0.13%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$1.14M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$697K |
| 3 |
Citadel Advisors
Miami,
Florida
|
+$316K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$281K |
| 5 |
SAM
Sequent Asset Management
Houston,
Texas
|
+$205K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$1.07M |
| 2 |
NWM
Northwest Wealth Management
Spencer,
Iowa
|
-$477K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$362K |
| 4 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$326K |
| 5 |
IWA
Intercontinental Wealth Advisors
San Antonio,
Texas
|
-$177K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SAM
26
Sequent Asset Management
Houston,
Texas
| $206K | +$205K | +5,855 | New |
|
|
SMC
27
Smith, Moore & Co
Clayton,
Missouri
| $201K | +$201K | +5,736 | New |
|
|
CWA
28
Clarus Wealth Advisors
Peoria,
Arizona
| $118K | +$5.24K | +150 | +5% |
|
29
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $113K | -$2.66K | -76 | -2% |
|
|
CA
30
Cetera Advisors
Denver,
Colorado
| $61K | +$59.5K | +1,701 | New |
|
|
GWM
31
Geneos Wealth Management
Englewood,
Colorado
| $57K | +$8.04K | +230 | +16% |
|
|
OIA
32
Optimum Investment Advisors
Chicago,
Illinois
| $26K | -$71.5K | -2,046 | -74% |
|
|
RIA
33
Realta Investment Advisors
Wilmington,
Delaware
| $12K | +$12.1K | +347 | New |
|
|
IA
34
IFP Advisors
Tampa,
Florida
| $8K | -$28.8K | -824 | -77% |
|
|
35
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$362K | -11,669 | Closed |
|
|
CS
36
Credit Suisse
Zurich,
Switzerland
| – | -$326K | -10,531 | Closed |
|
|
AIC
37
Ameritas Investment Company
Lincoln,
Nebraska
| – | -$15K | -500 | Closed |
|
|
TRCT
38
Tower Research Capital (TRC)
New York
| – | -$3K | -82 | Closed |
|
FYT Hedge Fund Activity: Q1 2019 in Review
35 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2019, worth a combined $29.3M — up 18% from $24.9M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new FYT positions and 4 closed out — a net gain of 1 holder — while 17 added to existing stakes and 10 trimmed.
The largest buyer was Bank of America, adding an estimated $1.14M. The largest seller was Royal Bank of Canada, cutting an estimated $1.07M.
- 35 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2019, up from 34 in Q4 2018.
- Funds reported $29.3M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2019, up 18% quarter-over-quarter.
- 5 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2019 and 4 closed out, a net change of +1 holder.
- The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2019 was Bank of America, an estimated $1.14M added.
- The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2019 was Royal Bank of Canada, an estimated $1.07M sold.
Based on aggregated 13F filings for Q1 2019.