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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

38 hedge funds and large institutions have $32M invested in First Trust Small Cap Value AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
-5
Holders Change %
-11.63%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
10
Reduced
17
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CS
1
Credit Suisse
Switzerland
$2.11M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.6M
3
MML Investors Services
3
MML Investors Services
Massachusetts
$622K
4
RJA
4
Raymond James & Associates
Florida
$268K
5
NWM
5
Northwest Wealth Management
Iowa
$244K

Top Sellers

1
HA
1
Hays Advisory
Tennessee
$0
2
BTS
2
BB&T Securities
Virginia
$0
3
Wells Fargo
3
Wells Fargo
California
$2M
4
Jane Street
4
Jane Street
New York
$1.63M
5
Morgan Stanley
5
Morgan Stanley
New York
$7.02M
Name Holding Trade Value Shares
Change 		Shares
Change %
MRCM
26
M&R Capital Management
New Jersey
$218K +$57.5K +1,750 +36%
Citigroup
27
Citigroup
New York
$211K – – –
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$204K -$41.9K -1,231 -17%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$138K +$204 +6 +0.1%
WA
30
WFG Advisors
Texas
$90K +$1.69K +50 +2%
Creative Planning
31
Creative Planning
Kansas
$68K – – –
GWM
32
Geneos Wealth Management
Colorado
$48K – – –
FHA
33
First Horizon Advisors
Tennessee
$29K -$128K -3,907 -82%
IA
34
IFP Advisors
Florida
$14K – – –
SPIA
35
Steward Partners Investment Advisory
New York
$13K – – –
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$4K -$344K -10,505 -99%
TRCT
37
Tower Research Capital (TRC)
New York
$4K +$4K +130 New
HA
38
Hays Advisory
Tennessee
– -$13.4M -392,531 Closed
BTS
39
BB&T Securities
Virginia
– -$10.2M -298,047 Closed
Citadel Advisors
40
Citadel Advisors
Florida
– -$1.22M -35,745 Closed
CWM
41
Cornerstone Wealth Management
Missouri
– -$586K -17,756 Closed
JIP
42
Jaffetilchin Investment Partners
Florida
– -$404K -11,844 Closed
HFS
43
HL Financial Services
Kentucky
– -$221K -6,482 Closed
IPC
44
Independent Portfolio Consultants
Florida
– -$16K -480 Closed
PS
45
Portfolio Solutions
Michigan
– -$10K -299 Closed
NFG
46
Next Financial Group
Texas
– -$2K -56 Closed
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