Next Financial Group’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

Next Financial Group’s Portfolio FYT Stock Details FYT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-56	Closed	-$2K	–	1927
2017 Q1	$2K	Hold	56	–	–	﹤0.01%	1693
2016 Q4	$2K	Buy	+56	New	+$1.82K	﹤0.01%	2157
2014 Q4	–	Sell	-1,853	Closed	-$55K	–	2047
2014 Q3	$55K	Buy	1,853 +630	+52%	+$20K	0.01%	893
2014 Q2	$38K	Buy	+1,223	New	+$39K	0.02%	418

Other funds holding FYT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SAM

Sequent Asset Management Houston, Texas $237M AUM 21.65% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Next Financial Group's FYT Position: Q2 2017 in Review

Next Financial Group sold out of First Trust Small Cap Value AlphaDEX Fund (FYT) in Q2 2017, closing a stake of 56 shares — an estimated $2K sold.

Next Financial Group first reported a position in FYT in Q2 2014 and held it in 4 quarters. The position peaked at $55K in Q3 2014. 38 funds tracked by Wall St. Rank hold FYT as of Q2 2017.

Next Financial Group reported no remaining First Trust Small Cap Value AlphaDEX Fund position as of Q2 2017 after selling out during the quarter.
Next Financial Group sold 56 First Trust Small Cap Value AlphaDEX Fund shares in Q2 2017, an estimated $2K.
Next Financial Group first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q2 2014 and held it in 4 quarters.
Next Financial Group's First Trust Small Cap Value AlphaDEX Fund position peaked at $55K in Q3 2014.
38 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q2 2017.

Based on Next Financial Group's 13F filing for Q2 2017, filed 12 Jul 2017.