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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

66 hedge funds and large institutions have $150M invested in First Trust Small Cap Growth AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 21 reducing their positions, and 7 closing their positions.

Holders
66
Holders Change
–
Holders Change %
0%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
7
Increased
26
Reduced
21
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$25.1M
2
JAWM
2
J. Arnold Wealth Management
Ohio
$11.2M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$7.36M
4
CAN
4
Cetera Advisor Networks
California
$854K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.46M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$3.73M
2
LPL Financial
2
LPL Financial
California
$21.8M
3
Morgan Stanley
3
Morgan Stanley
New York
$8.95M
4
AWS
4
Atria Wealth Solutions
New York
$261K
5
BFEC
5
Benjamin F. Edwards & Company
Missouri
$2.11M
Name Market Value Shares Shares
Change 		Shares
Change %
KFI
51
Key Financial Inc
Pennsylvania
$58.4K 1,037 – –
Carson Wealth (CWM LLC)
52
Carson Wealth (CWM LLC)
Nebraska
$54K 952 – –
GRP
53
Global Retirement Partners
California
$50.7K 930 -100 -10%
Northwestern Mutual Wealth Management
54
Northwestern Mutual Wealth Management
Wisconsin
$45.8K 812 +30 +4%
Comerica Bank
55
Comerica Bank
Texas
$40.6K 720 +720 New
Fidelity Investments
56
Fidelity Investments
Massachusetts
$26.8K 475 -587 -55%
PA
57
PSI Advisors
Florida
$15.5K 276 +101 +58%
NS
58
NBC Securities
Alabama
$14K 250 +250 New
NA
59
NewEdge Advisors
Louisiana
$12K 213 – –
CHC
60
City Holding Co
West Virginia
$11.9K 211 – –
SWM
61
Spire Wealth Management
Virginia
$7.17K 127 – –
TFA
62
Transamerica Financial Advisors
Florida
$6K 98 +2 +2%
Qube Research & Technologies (QRT)
63
Qube Research & Technologies (QRT)
United Kingdom
$3.83K 68 +68 New
CAL
64
Capital Analysts LLC
Pennsylvania
$1K 25 – –
S
65
SignatureFD
Georgia
$676 12 – –
IAIM
66
International Assets Investment Management
Florida
– – -16,166 Closed
SWP
67
Stratos Wealth Partners
Ohio
– – -8,828 Closed
RA
68
RFG Advisory
Alabama
– – -8,224 Closed
IF
69
Intrua Financial
Texas
– – -3,516 Closed
AWA
70
Arkadios Wealth Advisors
Georgia
– – -3,508 Closed
GI
71
Gradient Investments
Minnesota
– – -211 Closed
HS
72
Horan Securities
United States
– – -80 Closed
VF
73
VitalStone Financial
Texas
$0 7 – –
CFGS
74
Concourse Financial Group Securities
Alabama
– – – –
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