RFG Advisory’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

RFG Advisory’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-8,224	Closed	-$495K	–	648
2023 Q2	$495K	Sell	8,224 -125	-1%	-$7.19K	0.02%	421
2023 Q1	$483K	Sell	8,349 -3,874	-32%	-$227K	0.02%	420
2022 Q4	$754K	Buy	12,223 +7,169	+142%	+$409K	0.04%	324
2022 Q3	$289K	Sell	5,054 -529	-9%	-$31.1K	0.02%	495
2022 Q2	$345K	Buy	+5,583	New	+$333K	0.02%	434

Other funds holding FYC

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

JAWM

J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

RFG Advisory's FYC Position: Q3 2023 in Review

RFG Advisory sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q3 2023, closing a stake of 8,224 shares — an estimated $495K sold.

RFG Advisory first reported a position in FYC in Q2 2022 and held it in 5 quarters. The position peaked at $754K in Q4 2022. 67 funds tracked by Wall St. Rank hold FYC as of Q3 2023.

RFG Advisory reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q3 2023 after selling out during the quarter.
RFG Advisory sold 8,224 First Trust Small Cap Growth AlphaDEX Fund shares in Q3 2023, an estimated $495K.
RFG Advisory first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q2 2022 and held it in 5 quarters.
RFG Advisory's First Trust Small Cap Growth AlphaDEX Fund position peaked at $754K in Q4 2022.
67 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q3 2023.

Based on RFG Advisory's 13F filing for Q3 2023, filed 16 Oct 2023.