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First Trust Small Cap Growth AlphaDEX Fund

72 hedge funds and large institutions have $114M invested in First Trust Small Cap Growth AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

0% more capital invested

Capital invested by funds: $114M → $114M (+$491K)

0% more funds holding

Funds holding: 7272 (0)

5.05% less ownership

Funds ownership: 60.23%55.19% (-5%)

12% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 26

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
72
Holders Change
Holders Change %
0%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
10
Increased
23
Reduced
26
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WWMSC
51
Wagner Wealth Management (South Carolina)
South Carolina
$187K -$28.2K -494 -13%
HI
52
Harbour Investments
Wisconsin
$173K -$119K -2,084 -40%
BAAM
53
Baker Avenue Asset Management
California
$169K +$175K +3,062 New
JAWM
54
J. Arnold Wealth Management
Ohio
$144K -$9.04M -158,498 -98%
FFA
55
Founders Financial Alliance
North Carolina
$114K
Fidelity Investments
56
Fidelity Investments
Massachusetts
$96.3K +$38.7K +679 +64%
TCWA
57
Ten Capital Wealth Advisors
Washington
$89.4K -$68.8K -1,206 -43%
Rockefeller Capital Management
58
Rockefeller Capital Management
New York
$69K
CA
59
CoreCap Advisors
Michigan
$64.4K +$66.4K +1,165 New
GRP
60
Global Retirement Partners
California
$58.6K
KFI
61
Key Financial Inc
Pennsylvania
$55.9K
Northwestern Mutual Wealth Management
62
Northwestern Mutual Wealth Management
Wisconsin
$54.8K +$31.4K +551 +125%
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$53K
NA
64
NewEdge Advisors
Louisiana
$22.3K +$71.3K +1,250 New
ASN
65
Advisory Services Network
Georgia
$17.7K +$18.2K +320 New
CHC
66
City Holding Co
West Virginia
$11.7K
TFA
67
Transamerica Financial Advisors
Florida
$6K
HS
68
Horan Securities
United States
$4.42K
CAL
69
Capital Analysts LLC
Pennsylvania
$3K -$20.9K -367 -86%
SWM
70
Spire Wealth Management
Virginia
$1K
S
71
SignatureFD
Georgia
$663
AI
72
Atria Investments
North Carolina
-$3.42M -63,366 Closed
Susquehanna International Group
73
Susquehanna International Group
Pennsylvania
-$622K -11,545 Closed
AWM
74
AE Wealth Management
Kansas
-$434K -8,049 Closed
Citadel Advisors
75
Citadel Advisors
Florida
-$381K -7,076 Closed

FYC Hedge Fund Activity: Q4 2022 in Review

72 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2022, worth a combined $114M — up 0.43% from $114M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FYC positions and 8 closed out — a net gain of 2 holders — while 23 added to existing stakes and 26 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.13M. The largest seller was J. Arnold Wealth Management, cutting an estimated $9.04M.

  • 72 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2022, unchanged from Q3 2022.
  • Funds reported $114M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2022, up 0.43% quarter-over-quarter.
  • 10 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2022 and 8 closed out, a net change of +2 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2022 was Wells Fargo, an estimated $5.13M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2022 was J. Arnold Wealth Management, an estimated $9.04M sold.

Based on aggregated 13F filings for Q4 2022.