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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

72 hedge funds and large institutions have $114M invested in First Trust Small Cap Growth AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 26 reducing their positions, and 8 closing their positions.

Holders
72
Holders Change
–
Holders Change %
0%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
10
Increased
23
Reduced
26
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$7.71M
2
LPL Financial
2
LPL Financial
California
$21.1M
3
BFEC
3
Benjamin F. Edwards & Company
Missouri
$2.49M
4
IWP
4
IAG Wealth Partners
Wisconsin
$1.08M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$7.64M

Top Sellers

1
JAWM
1
J. Arnold Wealth Management
Ohio
$144K
2
AI
2
Atria Investments
North Carolina
$0
3
CAG
3
Csenge Advisory Group
Florida
$4.29M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.24M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
HA
26
HFG Advisors
Ohio
$954K 17,261 +327 +2%
RA
27
RFG Advisory
Alabama
$754K 12,223 +7,169 +142%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$675K 12,219 +505 +4%
Stifel Financial
29
Stifel Financial
Missouri
$657K 11,876 -4,081 -26%
BAM
30
Belpointe Asset Management
Nevada
$655K 11,840 +4,292 +57%
Goldman Sachs
31
Goldman Sachs
New York
$647K 11,701 +11,701 New
CCA
32
Clearwater Capital Advisors
Illinois
$585K 10,583 – –
TRCT
33
Tower Research Capital (TRC)
New York
$527K 9,531 -6,312 -40%
SG
34
Strid Group
Pennsylvania
$500K 9,050 -1,679 -16%
MML Investors Services
35
MML Investors Services
Massachusetts
$455K 8,223 -581 -7%
AAS
36
Avantax Advisory Services
Texas
$454K 8,215 +2,500 +44%
WH
37
Willner & Heller
California
$422K 7,637 +2,602 +52%
GWM
38
Geneos Wealth Management
Colorado
$379K 6,859 +5,899 +614%
IWN
39
Independent Wealth Network
Iowa
$354K 6,395 +24 +0.4%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$351K 6,345 – –
AC
41
Avestar Capital
New York
$344K 6,220 +957 +18%
IF
42
Intrua Financial
Texas
$305K 5,282 -1,068 -17%
IWM
43
IHT Wealth Management
Illinois
$300K 5,421 -150 -3%
AWA
44
Arkadios Wealth Advisors
Georgia
$293K 5,300 +5,300 New
FAIM
45
Financial Advocates Investment Management
Washington
$286K 5,178 -31 -0.6%
AWS
46
Atria Wealth Solutions
New York
$283K 5,121 -10,828 -68%
Truist Financial
47
Truist Financial
North Carolina
$250K 4,516 -592 -12%
MCC
48
Money Concepts Capital
Florida
$241K 4,355 +4,355 New
QPW
49
Quantum Private Wealth
Florida
$238K 4,304 -746 -15%
AAS
50
Ameritas Advisory Services
Nebraska
$216K 3,907 +3,907 New
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