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First Trust Small Cap Growth AlphaDEX Fund

72 hedge funds and large institutions have $114M invested in First Trust Small Cap Growth AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

0% more capital invested

Capital invested by funds: $114M → $114M (+$491K)

0% more funds holding

Funds holding: 7272 (0)

5.05% less ownership

Funds ownership: 60.23%55.19% (-5%)

12% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 26

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
72
Holders Change
Holders Change %
0%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
10
Increased
23
Reduced
26
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HA
26
HFG Advisors
Ohio
$954K +$18.6K +327 +2%
RA
27
RFG Advisory
Alabama
$754K +$409K +7,169 +142%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$675K +$28.8K +505 +4%
Stifel Financial
29
Stifel Financial
Missouri
$657K -$233K -4,081 -26%
BAM
30
Belpointe Asset Management
Nevada
$655K +$245K +4,292 +57%
Goldman Sachs
31
Goldman Sachs
New York
$647K +$667K +11,701 New
CCA
32
Clearwater Capital Advisors
Illinois
$585K
TRCT
33
Tower Research Capital (TRC)
New York
$527K -$360K -6,312 -40%
SG
34
Strid Group
Pennsylvania
$500K -$95.7K -1,679 -16%
MML Investors Services
35
MML Investors Services
Massachusetts
$455K -$33.1K -581 -7%
AAS
36
Avantax Advisory Services
Texas
$454K +$143K +2,500 +44%
WH
37
Willner & Heller
California
$422K +$148K +2,602 +52%
GWM
38
Geneos Wealth Management
Colorado
$379K +$336K +5,899 +614%
IWN
39
Independent Wealth Network
Iowa
$354K +$1.37K +24 +0.4%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$351K
AC
41
Avestar Capital
New York
$344K +$54.6K +957 +18%
IF
42
Intrua Financial
Texas
$305K -$60.9K -1,068 -17%
IWM
43
IHT Wealth Management
Illinois
$300K -$8.55K -150 -3%
AWA
44
Arkadios Wealth Advisors
Georgia
$293K +$302K +5,300 New
FAIM
45
Financial Advocates Investment Management
Washington
$286K -$1.77K -31 -0.6%
AWS
46
Atria Wealth Solutions
New York
$283K -$617K -10,828 -68%
Truist Financial
47
Truist Financial
North Carolina
$250K -$33.8K -592 -12%
MCC
48
Money Concepts Capital
Florida
$241K +$248K +4,355 New
QPW
49
Quantum Private Wealth
Florida
$238K -$42.5K -746 -15%
AAS
50
Ameritas Advisory Services
Nebraska
$216K +$223K +3,907 New

FYC Hedge Fund Activity: Q4 2022 in Review

72 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2022, worth a combined $114M — up 0.43% from $114M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FYC positions and 8 closed out — a net gain of 2 holders — while 23 added to existing stakes and 26 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.13M. The largest seller was J. Arnold Wealth Management, cutting an estimated $9.04M.

  • 72 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2022, unchanged from Q3 2022.
  • Funds reported $114M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2022, up 0.43% quarter-over-quarter.
  • 10 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2022 and 8 closed out, a net change of +2 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2022 was Wells Fargo, an estimated $5.13M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2022 was J. Arnold Wealth Management, an estimated $9.04M sold.

Based on aggregated 13F filings for Q4 2022.