First Trust Small Cap Growth AlphaDEX Fund
90 hedge funds and large institutions have $298M invested in First Trust Small Cap Growth AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 35 increasing their positions, 15 reducing their positions, and 3 closing their positions.
800% more first-time investments, than exits
New positions opened: 27 | Existing positions closed: 3
200% more funds holding in top 10
Funds holding in top 10: 1 → 3 (+2)
133% more repeat investments, than reductions
Existing positions increased: 35 | Existing positions reduced: 15
90% more capital invested
Capital invested by funds: $156M → $298M (+$141M)
34% more funds holding
Funds holding: 67 → 90 (+23)
0.75% more ownership
Funds ownership: 66.77% → 67.52% (+0.75%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$21.1M |
| 2 |
LPL Financial
San Diego,
California
|
+$17.3M |
| 3 |
JAWM
J. Arnold Wealth Management
Youngstown,
Ohio
|
+$15M |
| 4 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$9.72M |
| 5 |
Truist Financial
Charlotte,
North Carolina
|
+$9.17M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KAS
Kestra Advisory Services
Austin,
Texas
|
-$1.95M |
| 2 |
First Trust Advisors
Wheaton,
Illinois
|
-$1.34M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$1.05M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$655K |
| 5 |
CF
Centaurus Financial
Anaheim,
California
|
-$570K |
FYC Hedge Fund Activity: Q1 2021 in Review
90 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2021, worth a combined $298M — up 90% from $156M a quarter earlier.
Buyers outnumbered sellers: 27 funds opened new FYC positions and 3 closed out — a net gain of 24 holders — while 35 added to existing stakes and 15 trimmed.
The largest buyer was Wells Fargo, adding an estimated $21.1M. The largest seller was Kestra Advisory Services, cutting an estimated $1.95M.
- 90 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2021, up from 67 in Q4 2020.
- Funds reported $298M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2021, up 90% quarter-over-quarter.
- 27 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2021 and 3 closed out, a net change of +24 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2021 was Wells Fargo, an estimated $21.1M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2021 was Kestra Advisory Services, an estimated $1.95M sold.
Based on aggregated 13F filings for Q1 2021.