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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

90 hedge funds and large institutions have $298M invested in First Trust Small Cap Growth AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 35 increasing their positions, 15 reducing their positions, and 3 closing their positions.

Holders
90
Holders Change
+23
Holders Change %
+34.33%
% of All Funds
1.58%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
27
Increased
35
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$32.3M
2
LPL Financial
2
LPL Financial
California
$36.5M
3
JAWM
3
J. Arnold Wealth Management
Ohio
$15M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$14.1M
5
Truist Financial
5
Truist Financial
North Carolina
$21.3M

Top Sellers

1
KAS
1
Kestra Advisory Services
Texas
$1.21M
2
First Trust Advisors
2
First Trust Advisors
Illinois
$17.7M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$6.44M
4
Bank of America
4
Bank of America
North Carolina
$8.6M
5
CF
5
Centaurus Financial
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Baird Financial Group
26
Baird Financial Group
Wisconsin
$2.34M 33,617 +33,617 New
NFG
27
Next Financial Group
Texas
$2.25M 32,293 +22,588 +233%
HIS
28
Harvest Investment Services
Illinois
$2.2M 31,577 +31,577 New
SMF
29
Sterling Manor Financial
New York
$2.06M 29,555 -7,914 -21%
PAG
30
Private Advisory Group
Washington
$2M 28,753 +28,753 New
CWM
31
Cornerstone Wealth Management
Missouri
$1.91M 27,437 +14,984 +120%
PAG
32
Private Advisor Group
New Jersey
$1.64M 23,536 +14,888 +172%
NA
33
NewEdge Advisors
Louisiana
$1.63M 23,347 +23,347 New
KWM
34
Kingsview Wealth Management
Oregon
$1.47M 20,690 +5,839 +39%
MIM
35
MTM Investment Management
South Carolina
$1.4M 20,152 +2,450 +14%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$1.37M 19,605 +2,927 +18%
OMC
37
Old Mission Capital
Illinois
$1.34M 19,189 +19,189 New
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$1.27M 18,186 +11,583 +175%
KAS
39
Kestra Advisory Services
Texas
$1.21M 17,350 -27,645 -61%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$975K 13,990 +2,352 +20%
LS
41
Leelyn Smith
Illinois
$957K 13,735 +13,735 New
GSC
42
G&S Capital
Colorado
$897K 12,881 +12,881 New
CCA
43
Clearwater Capital Advisors
Illinois
$874K 12,549 -307 -2%
SWP
44
Stratos Wealth Partners
Ohio
$855K 12,267 +12,267 New
MML Investors Services
45
MML Investors Services
Massachusetts
$819K 11,750 -1,886 -14%
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
$800K 11,473 -6,430 -36%
Citadel Advisors
47
Citadel Advisors
Florida
$755K 10,841 +10,841 New
GRP
48
Global Retirement Partners
California
$739K 10,609 +10,609 New
Janney Montgomery Scott
49
Janney Montgomery Scott
Pennsylvania
$586K 8,415 +900 +12%
IF
50
Intrua Financial
Texas
$556K 7,750 +7,750 New
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