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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

50 hedge funds and large institutions have $104M invested in First Trust Small Cap Growth AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+5
Holders Change %
+11.11%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
18
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
$11.9M
2
SPIA
Steward Partners Investment Advisory
New York
$1.31M
3
MML Investors Services
MML Investors Services
Massachusetts
$937K
4
BFEC
Benjamin F. Edwards & Company
Missouri
$1.91M
5
JIP
Jaffetilchin Investment Partners
Florida
$804K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$24.8M
2
LPL Financial
LPL Financial
California
$12.1M
3
Bank of America
Bank of America
North Carolina
$14.4M
4
NWP
Northstar Wealth Partners
Connecticut
$0
5
SAM
Shamrock Asset Management
Texas
$2.57M
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
26
IFP Advisors
Florida
$320K – – –
CWA
27
Clarus Wealth Advisors
Arizona
$268K +$12.9K +298 +5%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$260K – – –
AG
29
Advisor Group
Arizona
$248K +$20.8K +478 +9%
Jane Street
30
Jane Street
New York
$207K +$207K +4,771 New
PAG
31
Private Advisor Group
New Jersey
$207K +$207K +4,780 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$153K +$47K +1,081 +44%
GWM
33
Geneos Wealth Management
Colorado
$140K – – –
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$98K -$53.2K -1,230 -35%
ASN
35
Advisory Services Network
Georgia
$73K – – –
SFM
36
Signet Financial Management
New Jersey
$54K +$54K +1,248 New
Manulife (Manufacturers Life Insurance)
37
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$40K -$1.71K -39 -4%
LFA
38
Legacy Financial Advisors
Kentucky
$37K – – –
NWM
39
Northwest Wealth Management
Iowa
$20K +$20K +465 New
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$16K – – –
AWA
41
Acorn Wealth Advisors
Michigan
$11K -$1.42K -33 -11%
SWM
42
SeaCrest Wealth Management
New York
$10K – – –
Citigroup
43
Citigroup
New York
$9K +$9K +204 New
APA
44
American Portfolios Advisors
New York
$7.42K +$3.08K +71 +71%
SWP
45
Stratos Wealth Partners
Ohio
$5K – – –
IWM
46
IHT Wealth Management
Illinois
$5K +$5K +118 New
WAP
47
Wealthcare Advisory Partners
Pennsylvania
$4K – – –
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$1K +$1K +14 New
NWP
49
Northstar Wealth Partners
Connecticut
– -$472K -10,955 Closed
AF
50
Advisornet Financial
Minnesota
– -$46K -1,080 Closed
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