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First Trust Small Cap Growth AlphaDEX Fund
33 hedge funds and large institutions have $34.4M invested in First Trust Small Cap Growth AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 4 closing their positions.
New
Increased
Maintained
Reduced
Closed
100% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 4
33% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 9
23% more capital invested
Capital invested by funds: $27.8M → $34.4M (+$6.53M)
11.37% more ownership
Funds ownership: 61.77% → 73.14% (+11%)
10% more funds holding
Funds holding: 30 → 33 (+3)
Holders
33
Holders Change
+3
Holders Change %
+10%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
12
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–
Top Buyers
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$6.33M |
| 2 |
SG Americas Securities
New York
|
+$844K |
| 3 |
JIP
Jaffetilchin Investment Partners
Tampa,
Florida
|
+$606K |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$475K |
| 5 |
Goldman Sachs
New York
|
+$241K |
Top Sellers
| 1 |
LPL Financial
San Diego,
California
|
-$2.74M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$806K |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$712K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$649K |
| 5 |
Morgan Stanley
New York
|
-$554K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Envestnet Asset Management
Chicago,
Illinois
| $47K | – | – | – |
|
27
Barclays
London,
United Kingdom
| $47K | +$45.8K | +1,500 | New |
|
28
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $31K | +$30.5K | +1,000 | New |
|
|
MFS
29
MSI Financial Services
Springfield,
Massachusetts
| $10K | -$18.3K | -600 | -64% |
|
|
TFA
30
Transamerica Financial Advisors
St. Petersburg,
Florida
| $10K | -$9.9K | -324 | -52% |
|
|
AG
31
Advisor Group
Phoenix,
Arizona
| $6K | +$7.21K | +236 | New |
|
|
WEC
32
Winslow Evans & Crocker
Boston,
Massachusetts
| $3.13K | – | – | – |
|
|
33
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$806K | -26,733 | Closed |
|
|
34
Citadel Advisors
Miami,
Florida
| – | -$712K | -23,595 | Closed |
|
35
Citigroup
New York
| – | -$9K | -311 | Closed |
|
|
AIG
36
American International Group
New York
| – | -$6K | -202 | Closed |
|