Barclays’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Barclays’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-59	Closed	-$4K	–	4831
2021 Q2	$4K	Buy	+59	New	+$4.17K	﹤0.01%	4758
2016 Q3	–	Sell	-1,500	Closed	-$47K	–	6665
2016 Q2	$47K	Buy	+1,500	New	+$45.8K	﹤0.01%	4859

Other funds holding FYC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JAWM

J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Barclays's FYC Position: Q3 2021 in Review

Barclays sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q3 2021, closing a stake of 59 shares — an estimated $4K sold.

Barclays first reported a position in FYC in Q2 2016 and held it in 2 quarters. The position peaked at $47K in Q2 2016. 78 funds tracked by Wall St. Rank hold FYC as of Q3 2021.

Barclays reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q3 2021 after selling out during the quarter.
Barclays sold 59 First Trust Small Cap Growth AlphaDEX Fund shares in Q3 2021, an estimated $4K.
Barclays first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q2 2016 and held it in 2 quarters.
Barclays's First Trust Small Cap Growth AlphaDEX Fund position peaked at $47K in Q2 2016.
78 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q3 2021.

Based on Barclays's 13F filing for Q3 2021, filed 9 Nov 2021.