FUND

Sprott Focus Trust
FUND

Overview Fund Activity

44 hedge funds and large institutions have $26.8M invested in Sprott Focus Trust in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+6
Holders Change %
+15.79%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
24
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$4.98M
2
Stifel Financial
2
Stifel Financial
Missouri
$728K
3
CRC
3
Curi RMB Capital
Illinois
$284K
4
DA
4
Doliver Advisors
Texas
$377K
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$415K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.37M
2
Geode Capital Management
2
Geode Capital Management
Massachusetts
$1.11M
3
VFS
3
VSR Financial Services
Kansas
$436K
4
Wells Fargo
4
Wells Fargo
California
$1.23M
5
SFS
5
Shaker Financial Services
Virginia
$3.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$164K +$104K +18,079 +172%
UBS Group
27
UBS Group
Switzerland
$163K +$14K +2,404 +9%
HFS
28
HL Financial Services
Kentucky
$147K +$1.58K +273 +1%
RIL
29
Rothschild Investment LLC
Illinois
$133K +$2.71K +468 +2%
GFM
30
Gramercy Funds Management
Connecticut
$130K +$45.3K +7,800 +53%
PVWM
31
Point View Wealth Management
New Jersey
$129K -$23.1K -3,988 -15%
MM
32
Midas Management
New York
$122K +$122K +21,000 New
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$106K -$162 -28 -0.2%
HighTower Advisors
34
HighTower Advisors
Illinois
$101K +$2.07K +358 +2%
TSS
35
Two Sigma Securities
New York
$94K +$94K +16,267 New
APCM
36
Arbiter Partners Capital Management
New York
$71K – – –
Ameriprise
37
Ameriprise
Minnesota
$60K +$60K +10,373 New
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$41K +$503 +86 +1%
WRM
39
Westport Resources Management
Connecticut
$33K -$8.69K -1,510 -21%
S
40
SignatureFD
Georgia
$33K +$674 +115 +2%
AIG
41
American International Group
New York
$28K +$574 +100 +2%
MFS
42
MSI Financial Services
Massachusetts
$23K +$3.85K +669 +20%
WT
43
Whittier Trust
California
$6K +$6K +1,065 New
HNB
44
Huntington National Bank
Ohio
$5K – – –
TRCT
45
Tower Research Capital (TRC)
New York
$2K -$747 -137 -27%
CK
46
Carnick & Kubik
Colorado
– -$20.6K -3,484 Closed
1
2