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FUND

Sprott Focus Trust

44 hedge funds and large institutions have $26.8M invested in Sprott Focus Trust in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

140% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 10

16% more funds holding

Funds holding: 3844 (+6)

4% more capital invested

Capital invested by funds: $25.7M → $26.8M (+$1.11M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
44
Holders Change
+6
Holders Change %
+15.79%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
24
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$164K +$110K +18,079 +172%
UBS Group
27
UBS Group
Switzerland
$163K +$14.6K +2,404 +9%
HFS
28
HL Financial Services
Kentucky
$147K +$1.66K +273 +1%
RIL
29
Rothschild Investment LLC
Illinois
$133K +$2.84K +468 +2%
GFM
30
Gramercy Funds Management
Connecticut
$130K +$47.3K +7,800 +53%
PVWM
31
Point View Wealth Management
New Jersey
$129K -$24.2K -3,988 -15%
MM
32
Midas Management
New York
$122K +$127K +21,000 New
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$106K -$170 -28 -0.2%
HighTower Advisors
34
HighTower Advisors
Illinois
$101K +$2.17K +358 +2%
TSS
35
Two Sigma Securities
New York
$94K +$98.7K +16,267 New
APCM
36
Arbiter Partners Capital Management
New York
$71K
Ameriprise
37
Ameriprise
Minnesota
$60K +$63K +10,373 New
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$41K +$522 +86 +1%
WRM
39
Westport Resources Management
Connecticut
$33K -$9.16K -1,510 -21%
S
40
SignatureFD
Georgia
$33K +$698 +115 +2%
AIG
41
American International Group
New York
$28K +$607 +100 +2%
MFS
42
MSI Financial Services
Massachusetts
$23K +$4.06K +669 +20%
WT
43
Whittier Trust
California
$6K +$6.46K +1,065 New
HNB
44
Huntington National Bank
Ohio
$5K
TRCT
45
Tower Research Capital (TRC)
New York
$2K -$832 -137 -27%
CK
46
Carnick & Kubik
Colorado
-$20.6K -3,484 Closed

FUND Hedge Fund Activity: Q4 2015 in Review

44 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q4 2015, worth a combined $26.8M — up 4.3% from $25.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FUND positions and 1 closed out — a net gain of 6 holders — while 24 added to existing stakes and 10 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $1.31M. The largest seller was Morgan Stanley, cutting an estimated $4.1M.

  • 44 institutional investors held Sprott Focus Trust (FUND) as of Q4 2015, up from 38 in Q3 2015.
  • Funds reported $26.8M of Sprott Focus Trust stock for Q4 2015, up 4.3% quarter-over-quarter.
  • 7 funds opened new Sprott Focus Trust positions in Q4 2015 and 1 closed out, a net change of +6 holders.
  • The largest Sprott Focus Trust buyer in Q4 2015 was Rivernorth Capital Management, an estimated $1.31M added.
  • The largest Sprott Focus Trust seller in Q4 2015 was Morgan Stanley, an estimated $4.1M sold.

Based on aggregated 13F filings for Q4 2015.