FUND

Sprott Focus Trust
FUND

Overview Fund Activity

33 hedge funds and large institutions have $25.9M invested in Sprott Focus Trust in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
5
Increased
12
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.06M
2
WAM
2
Wolverine Asset Management
Illinois
$1.18M
3
SRC
3
Shufro Rose & Co
New York
$464K
4
CA
4
Cornerstone Advisors
North Carolina
$184K
5
DA
5
Doliver Advisors
Texas
$294K

Top Sellers

1
EFS
1
Essex Financial Services
Connecticut
$0
2
VFS
2
VSR Financial Services
Kansas
$0
3
SG Americas Securities
3
SG Americas Securities
New York
$557K
4
Morgan Stanley
4
Morgan Stanley
New York
$6.71M
5
CWM
5
Concert Wealth Management
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$63K 8,625 +1,866 +28%
S
27
SignatureFD
Georgia
$38K 5,270 – –
AIG
28
American International Group
New York
$33.1K 4,566 – –
MFS
29
MSI Financial Services
Massachusetts
$24K 3,270 -1,170 -26%
SC
30
Searle & Co
Connecticut
$18K 2,552 – –
TRCT
31
Tower Research Capital (TRC)
New York
$13K 1,857 -208 -10%
HNB
32
Huntington National Bank
Ohio
$6K 861 +861 New
EFS
33
Essex Financial Services
Connecticut
– – -166,116 Closed
VFS
34
VSR Financial Services
Kansas
– – -124,664 Closed
CWM
35
Concert Wealth Management
California
– – -30,887 Closed
MAA
36
Mraz Amerine & Associates
California
– – -20,807 Closed
LPL Financial
37
LPL Financial
California
– – -12,618 Closed
NPC
38
National Planning Corporation
California
– – -3,459 Closed
Deutsche Bank
39
Deutsche Bank
Germany
$0 24 +12 +100%
1
2