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First Trust Large Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
VFA
26
Voya Financial Advisors
Connecticut
$5.09M +$455K +10,916 +11%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$4.97M +$1.01M +24,207 +28%
LPT
28
Legacy Private Trust
Wisconsin
$4.88M +$1.15M +27,717 +34%
SIM
29
SSI Investment Management
California
$4.87M +$434K +10,414 +11%
FA
30
FDx Advisors
Illinois
$4.51M +$451K +10,840 +12%
AIG
31
American International Group
New York
$4.18M +$335K +8,056 +9%
MFS
32
MSI Financial Services
Massachusetts
$3.9M -$53.2K -1,277 -1%
IH
33
IFC Holdings
Florida
$3.78M +$395K +9,477 +13%
Ameriprise
34
Ameriprise
Minnesota
$3.66M -$19.6M -469,571 -85%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$3.35M +$464K +11,146 +17%
Thrivent Financial for Lutherans
36
Thrivent Financial for Lutherans
Minnesota
$3.01M -$1.58M -37,980 -36%
Cetera Investment Advisers
37
Cetera Investment Advisers
Illinois
$2.96M -$162K -3,894 -6%
CAN
38
Cetera Advisor Networks
California
$2.49M +$34.8K +836 +2%
FAAS
39
First Allied Advisory Services
California
$2.48M -$3.11M -74,677 -57%
DADC
40
D.A. Davidson & Co
Montana
$2.25M -$197K -4,738 -9%
JP Morgan Chase
41
JP Morgan Chase
New York
$1.96M -$51K -1,226 -3%
US Bancorp
42
US Bancorp
Minnesota
$1.89M +$138K +3,316 +9%
VAM
43
Visionary Asset Management
Texas
$1.85M +$1.2M +28,704 +226%
Citigroup
44
Citigroup
New York
$1.7M -$460K -11,050 -22%
AFWA
45
Ancora Family Wealth Advisors
Ohio
$1.67M +$99.6K +2,393 +7%
BAAM
46
Baker Avenue Asset Management
California
$1.63M -$270K -6,490 -15%
WA
47
WFG Advisors
Texas
$1.59M -$10.5K -252 -0.7%
FWM
48
Frontier Wealth Management
Missouri
$1.58M +$53.2K +1,277 +4%
PAG
49
Private Advisor Group
New Jersey
$1.44M +$580K +13,923 +84%
PFS
50
Prospera Financial Services
Texas
$1.39M +$1.29M +31,060 New