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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

52 hedge funds and large institutions have $51M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
+4
Holders Change %
+8.33%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
17
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$4.15M
2
Bank of America
Bank of America
North Carolina
$6.09M
3
JIP
Jaffetilchin Investment Partners
Florida
$476K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$468K
5
Verition Fund Management
Verition Fund Management
Connecticut
$282K

Top Sellers

1
Jane Street
Jane Street
New York
$1.23M
2
Morgan Stanley
Morgan Stanley
New York
$7.46M
3
Citadel Advisors
Citadel Advisors
Florida
$1.82M
4
RJA
Raymond James & Associates
Florida
$1.37M
5
AG
Advisor Group
Arizona
$885K
Name Holding Trade Value Shares
Change 		Shares
Change %
WWM
26
Western Wealth Management
Colorado
$306K +$38.8K +1,107 +15%
ZIG
27
Zurich Insurance Group
Switzerland
$301K +$188K +5,300 +168%
Verition Fund Management
28
Verition Fund Management
Connecticut
$282K +$282K +8,013 New
BFEC
29
Benjamin F. Edwards & Company
Missouri
$272K -$288K -8,228 -51%
PFS
30
Prospera Financial Services
Texas
$263K -$8.77K -250 -3%
MRCM
31
M&R Capital Management
New Jersey
$257K – – –
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$252K +$85.3K +2,434 +51%
3AM
33
3D Asset Management
Connecticut
$249K – – –
BTS
34
BB&T Securities
Virginia
$240K -$31.3K -895 -12%
MNBTD
35
Moody National Bank Trust Division
Texas
$220K +$187K +5,329 +571%
CWA
36
Clarus Wealth Advisors
Arizona
$148K +$31.4K +894 +27%
CIAS
37
Capital Investment Advisory Services
North Carolina
$107K +$107K +2,950 New
JPMorgan Chase & Co
38
JPMorgan Chase & Co
New York
$84K – – –
GRP
39
Global Retirement Partners
California
$55K – – –
QCIG
40
Quad-Cities Investment Group
Iowa
$54K – – –
TRCT
41
Tower Research Capital (TRC)
New York
$34K +$34K +971 New
POIA
42
Pin Oak Investment Advisors
Texas
$31K +$31K +880 New
CFGS
43
Concourse Financial Group Securities
Alabama
$26K +$71 +2 +0.3%
AIP
44
Ameritas Investment Partners
Nebraska
$25K – – –
APA
45
American Portfolios Advisors
New York
$22.4K – – –
ASN
46
Advisory Services Network
Georgia
$21K -$550 -16 -3%
KCPG
47
Kavar Capital Partners Group
Kansas
$21K +$21K +610 New
GWM
48
Geneos Wealth Management
Colorado
$17K – – –
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$3K +$34 +1 +1%
CAL
50
Capital Analysts LLC
Pennsylvania
$2K – – –
1
2
3