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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

57 hedge funds and large institutions have $135M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+13
Holders Change %
+29.55%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
25
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$7.22M
2
Citadel Advisors
Citadel Advisors
Florida
+$5.82M
3
FAAS
First Allied Advisory Services
California
+$3.03M
4
UBS Group
UBS Group
Switzerland
+$2.67M
5
Stifel Financial
Stifel Financial
Missouri
+$2.35M

Top Sellers

1
3AM
3EDGE Asset Management
Florida
-$5.84M
2
Morgan Stanley
Morgan Stanley
New York
-$1.24M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.02M
4
3AM
3D Asset Management
Connecticut
-$827K
5
GRP
Global Retirement Partners
California
-$827K
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$649K -$36.1K -803 -5%
GLA
27
Good Life Advisors
Pennsylvania
$588K +$588K +13,436 New
SWP
28
Stratos Wealth Partners
Ohio
$528K +$172K +3,831 +48%
CIBC World Market
29
CIBC World Market
Ontario, Canada
$483K +$483K +10,754 New
Wells Fargo
30
Wells Fargo
California
$441K +$441K +9,814 New
BFEC
31
Benjamin F. Edwards & Company
Missouri
$404K +$94.2K +2,096 +30%
SWM
32
Sequoia Wealth Management
Illinois
$366K +$145K +3,234 +65%
JPMorgan Chase & Co
33
JPMorgan Chase & Co
New York
$350K +$332K +7,400 +1,850%
QCIG
34
Quad-Cities Investment Group
Iowa
$324K +$324K +7,264 New
Baird Financial Group
35
Baird Financial Group
Wisconsin
$268K +$268K +5,968 New
MRCM
36
M&R Capital Management
New Jersey
$260K +$43.7K +975 +20%
IA
37
IFP Advisors
Florida
$250K – – –
CS
38
Comerica Securities
Michigan
$246K -$4.14K -92 -2%
Bank of Nova Scotia
39
Bank of Nova Scotia
Ontario, Canada
$238K +$238K +5,160 New
GWM
40
Geneos Wealth Management
Colorado
$232K +$6.94K +155 +3%
PFS
41
Prospera Financial Services
Texas
$231K +$231K +5,150 New
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$114K – – –
KCPG
43
Kavar Capital Partners Group
Kansas
$76K +$76K +1,686 New
AWA
44
Acorn Wealth Advisors
Michigan
$60K – – –
SFM
45
Signet Financial Management
New Jersey
$45K +$45K +1,000 New
APA
46
American Portfolios Advisors
New York
$41.1K -$3.86K -86 -9%
AIP
47
Ameritas Investment Partners
Nebraska
$30K +$30K +675 New
ASN
48
Advisory Services Network
Georgia
$26K -$359 -8 -1%
CAL
49
Capital Analysts LLC
Pennsylvania
$22K +$22K +491 New
SEI Investments
50
SEI Investments
Pennsylvania
$16K -$50.7K -1,135 -76%
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