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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

80 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 23 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
80
Holders Change
+7
Holders Change %
+9.59%
% of All Funds
1.29%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
28
Reduced
23
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$17.4M
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$1.17M
3
Wells Fargo
3
Wells Fargo
California
$9.75M
4
MML Investors Services
4
MML Investors Services
Massachusetts
$8.02M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$11.9M

Top Sellers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$894K
2
SFS
2
Shaker Financial Services
Virginia
$1.46M
3
Invesco
3
Invesco
Georgia
$5.44M
4
RJT
4
Raymond James Trust
Florida
$568K
5
OFG
5
OTA Financial Group
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WWM
76
Wolff Wiese Magana
California
$1.37K – – –
DAM
77
Delta Asset Management
Tennessee
$776 +$776 +50 New
NA
78
NewEdge Advisors
Louisiana
$115 +$115 +7,403 New
OFG
79
OTA Financial Group
New York
– -$229K -17,026 Closed
FIA
80
FNY Investment Advisers
New York
– -$37K -2,800 Closed
EIP
81
Ellis Investment Partners
Pennsylvania
– -$6K -448 Closed
MA
82
MUFG Americas
New York
– -$5K -400 Closed
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