DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

80 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 23 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
80
Holders Change
+7
Holders Change %
+9.59%
% of All Funds
1.29%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
28
Reduced
23
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$17.4M
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$1.17M
3
Wells Fargo
3
Wells Fargo
California
$9.75M
4
MML Investors Services
4
MML Investors Services
Massachusetts
$8.02M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$11.9M

Top Sellers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$894K
2
SFS
2
Shaker Financial Services
Virginia
$1.46M
3
Invesco
3
Invesco
Georgia
$5.44M
4
RJT
4
Raymond James Trust
Florida
$568K
5
OFG
5
OTA Financial Group
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
51
IFP Advisors
Florida
$140K -$40.6K -2,045 -22%
PGAM
52
Princeton Global Asset Management
New Jersey
$106K – – –
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$105K – – –
Fifth Third Bancorp
54
Fifth Third Bancorp
Ohio
$98.6K – – –
RFA
55
Register Financial Advisors
Georgia
$95.3K +$95.3K +6,146 New
US Bancorp
56
US Bancorp
Minnesota
$84.9K – – –
JPMorgan Chase & Co
57
JPMorgan Chase & Co
New York
$67K +$67K +4,319 New
Rockefeller Capital Management
58
Rockefeller Capital Management
New York
$63K – – –
ASN
59
Advisory Services Network
Georgia
$58K +$58K +3,740 New
AWM
60
Avior Wealth Management
Nebraska
$48.3K +$1.85K +119 +4%
BWP
61
Baldwin Wealth Partners
Massachusetts
$40.2K – – –
PTC
62
Private Trust Company
Ohio
$31K – – –
EC
63
Elequin Capital
New York
$28.4K +$28.4K +1,830 New
BAM
64
Belpointe Asset Management
Nevada
$25.1K +$25.1K +1,615 New
ACM
65
Antonetti Capital Management
Florida
$20.8K – – –
ANBT
66
American National Bank & Trust
Texas
$16K -$2.82K -184 -15%
AWM
67
Accurate Wealth Management
Florida
$15.7K +$15.7K +1,000 New
SWA
68
SOA Wealth Advisors
New York
$15.4K +$310 +20 +2%
Citigroup
69
Citigroup
New York
$12.3K +$496 +32 +4%
CSPIA
70
Cary Street Partners Investment Advisory
Virginia
$7.76K +$7.76K +500 New
CAS
71
Coppell Advisory Solutions
Texas
$5.2K +$5.2K +335 New
CASC
72
Coppell Advisory Solutions Corp
Texas
$5.2K +$5.2K +335 New
HI
73
Harbour Investments
Wisconsin
$3.88K – – –
HS
74
Horan Securities
United States
$3.1K – – –
PAG
75
Private Advisor Group
New Jersey
$1.66K +$15 +977 +0.9%
1 2
3
4