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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

84 hedge funds and large institutions have $91.6M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 20 increasing their positions, 28 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
84
Holders Change
+4
Holders Change %
+5%
% of All Funds
1.86%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.04%
New
13
Increased
20
Reduced
28
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ICM
Ionic Capital Management
New York
$2.28M
2
1CP
1607 Capital Partners
Virginia
$1.43M
3
WAM
Wolverine Asset Management
Illinois
$1.49M
4
OA
Oxbow Advisors
Texas
$5.46M
5
FAM
Formidable Asset Management
Ohio
$967K

Top Sellers

1
UBS Group
UBS Group
Switzerland
$11.2M
2
SWP
Stratos Wealth Partners
Ohio
$0
3
LFAS
Level Four Advisory Services
Texas
$0
4
Morgan Stanley
Morgan Stanley
New York
$8.2M
5
RICHC
Renaissance Investment Consultants Holding Company
Pennsylvania
$190K
Name Holding Trade Value Shares
Change 		Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$773K +$89.2K +7,123 +13%
Northwestern Mutual Wealth Management
27
Northwestern Mutual Wealth Management
Wisconsin
$621K -$40.4K -3,232 -6%
KWM
28
Kingsview Wealth Management
Oregon
$528K +$387K +30,908 +274%
9WM
29
9258 Wealth Management
Ohio
$492K -$87.7K -6,688 -15%
NFG
30
Nations Financial Group
Iowa
$465K +$11.6K +925 +3%
IFWM
31
Institute for Wealth Management
Colorado
$446K -$95.9K -7,664 -18%
OFG
32
OTA Financial Group
New York
$424K +$424K +33,866 New
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$406K -$12.4K -991 -3%
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$337K +$337K +27,885 New
LOIM
35
Liberty One Investment Management
Illinois
$334K -$19.6K -1,568 -6%
PA
36
Pinnacle Associates
New York
$298K -$31.3K -2,500 -10%
LCM
37
Landscape Capital Management
New Jersey
$291K -$16.4K -1,315 -5%
Truist Financial
38
Truist Financial
North Carolina
$283K +$108K +8,650 +62%
AWM
39
Adams Wealth Management
Utah
$266K -$44.3K -3,538 -14%
KeyBank National Association
40
KeyBank National Association
Ohio
$255K – – –
Stifel Financial
41
Stifel Financial
Missouri
$231K -$9.18K -728 -4%
DAS
42
Dynamic Advisor Solutions
Arizona
$222K -$19.3K -1,544 -8%
WS
43
Wedbush Securities
California
$214K +$45.2K +3,610 +27%
RICHC
44
Renaissance Investment Consultants Holding Company
Pennsylvania
$190K -$575K -45,793 -75%
EP
45
Eudaimonia Partners
Tennessee
$179K +$179K +14,300 New
CWA
46
Capital Wealth Alliance
Arizona
$174K – – –
BRWM
47
B. Riley Wealth Management
Tennessee
$174K +$174K +13,901 New
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$163K -$85.5K -6,825 -34%
AA
49
AQR Arbitrage
Connecticut
$155K +$155K +12,370 New
PGFC
50
Peapack-Gladstone Financial Corp
New Jersey
$152K +$152K +12,108 New
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