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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
51
Citigroup
New York
$36K +$32.8K +1,710 +1,660%
NFG
52
Next Financial Group
Texas
$32K +$31.2K +1,625 New
CFA
53
Carroll Financial Associates
North Carolina
$29K +$28.8K +1,500 New
ASN
54
Advisory Services Network
Georgia
$20K – – –
GRP
55
Global Retirement Partners
California
$19K – – –
MFW
56
Mosaic Family Wealth
Missouri
$18K – – –
TC
57
Trilogy Capital
California
$17K – – –
FIA
58
FNY Investment Advisers
New York
$14K -$5.18K -270 -27%
WAP
59
Wealthcare Advisory Partners
Pennsylvania
$13K – – –
MNBTD
60
Moody National Bank Trust Division
Texas
$13K +$12.4K +648 New
DAM
61
Delta Asset Management
Tennessee
$12K – – –
SIS
62
Sound Income Strategies
Florida
$12K – – –
CFA
63
Camarda Financial Advisors
Florida
$11K +$11K +572 New
SWM
64
SeaCrest Wealth Management
New York
$10K – – –
THWM
65
Taylor Hoffman Wealth Management
Virginia
$9K +$8.95K +467 New
CCM
66
Cribstone Capital Management
Maine
$6K – – –
HS
67
Horan Securities
United States
$4K – – –
SFSIG
68
San Francisco Sentry Investment Group
California
$2K – – –
CA
69
Calton & Associates
Florida
– -$258K -13,420 Closed
PA
70
Pinnacle Associates
New York
– -$197K -10,671 Closed
NMC
71
Nine Masts Capital
Hong Kong
– -$87K -4,700 Closed
Bank of Montreal
72
Bank of Montreal
Ontario, Canada
– -$47K -2,529 Closed
CF
73
Centaurus Financial
California
– -$46K -2,500 Closed
AWA
74
Acorn Wealth Advisors
Michigan
– -$26K -1,408 Closed
JCM
75
Jacobi Capital Management
Pennsylvania
– -$13K -697 Closed